DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert Lloyd Annable
Feed of 09/14/2026
Also filed as Robert Lloyd Annable
At current firm
3 y
since Jul 26, 2023
In the industry
15 y
since Dec 6, 2010 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
6
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Transce3nd LLC independent RIA currentsince Jul 26, 2023 · Scottsdale, Az
- Wealth Strategies Advisory Group unclassifiedAug 5, 2021 to Dec 31, 2021 · Scottsdale, Az
- Wealth Strategies Advisory Group unclassifiedAug 5, 2021 to Nov 1, 2023 · Scottsdale, Az
- Realta Investment Advisors, Inc BD affiliatedJul 19, 2021 to Dec 20, 2023 · Scottsdale, Az
- Arete Wealth Advisors, LLC BD affiliatedMar 3, 2021 to Jul 21, 2021 · Scottsdale, Az
- Center Street Advisors, Inc. formerMay 14, 2020 to Jul 21, 2021 · Scottsdale, Az
- Kalos Management formerJul 12, 2017 to Apr 22, 2020 · Ponte Vedra Beach, Fl
- Center Street Advisors, Inc. formerAug 20, 2015 to Jul 10, 2017 · Scottsdale, Az
- Nfsg Corporation BD affiliatedMay 28, 2015 to Aug 24, 2015 · Scottsdale, Az
Moves
a registration end followed by a registration begin elsewhere
- Realta Investment Advisors, Inc to Wealth Strategies Advisory Groupleft Dec 20, 2023, registered Aug 5, 2021 (-867 days) · Other
- Wealth Strategies Advisory Group to Transce3nd LLCleft Nov 1, 2023, registered Jul 26, 2023 (-98 days) · Other · moved with a team
- Arete Wealth Advisors, LLC to Realta Investment Advisors, Incleft Jul 21, 2021, registered Jul 19, 2021 (-2 days) · Affiliated broker-dealer or bank to another
- Center Street Advisors, Inc. to Arete Wealth Advisors, LLCleft Jul 21, 2021, registered Mar 3, 2021 (-140 days) · RIA to affiliated broker-dealer or bank
- Kalos Management to Center Street Advisors, Inc.left Apr 22, 2020, registered May 14, 2020 (22 days) · Affiliated broker-dealer or bank to independent RIA
- Center Street Advisors, Inc. to Kalos Managementleft Jul 10, 2017, registered Jul 12, 2017 (2 days) · Other
- Nfsg Corporation to Center Street Advisors, Inc.left Aug 24, 2015, registered Aug 20, 2015 (-4 days) · Other · moved with a team
Signals
- Robert Lloyd Annable left Realta Investment Advisors, Inc for Wealth Strategies Advisory Group (registered 2021-08-05)Dec 20, 2023 · Advisor changed firm · fact
- Robert Lloyd Annable left Wealth Strategies Advisory Group for Transce3Nd Llc (registered 2023-07-26)Nov 1, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address