RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• P••• P••••
- Title
- Senior Investment Advisorreportedmarideawealth.comfirm site, Sep 15, 2026
- Professional profile
- marideawealth.com/team_member/rick-puccireportedmarideawealth.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- M•••••• W••••• M••••••••• independent RIA currentsince Jul 17, 2026 · Brooklyn, Ny
- L•• F•••••••• L•• BD affiliatedMay 28, 2020 to Jul 30, 2026 · Tomahawk, Wi
- S••••••••• A•••••• A•••••••• I••• formerJan 31, 2012 to May 28, 2020 · Park Ridge, Il
- P•••••• W••• F•••••••• C••••••••• I•• formerSep 15, 2009 to Jan 31, 2012 · Renton, Wa
- A••••••••• S••••••••• C•••• unclassifiedMar 31, 2009 to Sep 16, 2009 · San Mateo, Ca
- F•• S••••••••• C••••••••• formerApr 30, 2007 to Apr 2, 2009 · San Mateo, Ca
- U•• F•••••••• S••••••• I••• wirehouseMar 7, 2005 to May 15, 2007 · Chicago, Il
- O•••• F•• I••• formerJul 21, 2003 to Feb 14, 2005 · San Francisco, Ca
- L•• F•••••••• L•• to M•••••• W••••• M•••••••••left Jul 30, 2026, registered Jul 17, 2026 (-13 days) · Affiliated broker-dealer or bank to independent RIA
- S••••••••• A•••••• A•••••••• I••• to L•• F•••••••• L••left May 28, 2020, registered May 28, 2020 (0 days) · Affiliated broker-dealer or bank to another
- P•••••• W••• F•••••••• C••••••••• I•• to S••••••••• A•••••• A•••••••• I•••left Jan 31, 2012, registered Jan 31, 2012 (0 days) · Other
- A••••••••• S••••••••• C•••• to P•••••• W••• F•••••••• C••••••••• I••left Sep 16, 2009, registered Sep 15, 2009 (-1 days) · Other
- F•• S••••••••• C••••••••• to A••••••••• S••••••••• C••••left Apr 2, 2009, registered Mar 31, 2009 (-2 days) · Other
- U•• F•••••••• S••••••• I••• to F•• S••••••••• C•••••••••left May 15, 2007, registered Apr 30, 2007 (-15 days) · Other
- O•••• F•• I••• to U•• F•••••••• S••••••• I•••left Feb 14, 2005, registered Mar 7, 2005 (21 days) · Other
- R•••••• P••• P•••• left L•• F•••••••• L•• for M•••••• W••••• M••••••••• (registered 2026-07-17)Jul 30, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address