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Registered advisor
T•••••• P••• M•••••
Feed of 09/14/2026
At current firm
14 y
since Mar 7, 2012
In the industry
23 y
since Jul 2, 2003 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- B•••• D•• F•••••••• L••• state registered currentsince Mar 7, 2012 · Austin, Tx
- L•• F•••••••• L•• BD affiliatedDec 16, 2009 to Dec 16, 2011 · Austin, Tx
- M••••• S•••••• wirehouseJun 1, 2009 to Dec 21, 2009 · Austin, Tx
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 21, 2006 to Jun 1, 2009 · Austin, Tx
- L••• M•••• W••• W•••••• I••••••••• unclassifiedDec 1, 2004 to Feb 21, 2006 · Austin, Tx
- M••••• S•••••• D• I••• unclassifiedJul 4, 2003 to Dec 1, 2004 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to B•••• D•• F•••••••• L•••left Dec 16, 2011, registered Mar 7, 2012 (82 days) · Other
- M••••• S•••••• to L•• F•••••••• L••left Dec 21, 2009, registered Dec 16, 2009 (-5 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- L••• M•••• W••• W•••••• I••••••••• to C•••••••• G••••• M•••••• I•••left Feb 21, 2006, registered Feb 21, 2006 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to L••• M•••• W••• W•••••• I•••••••••left Dec 1, 2004, registered Dec 1, 2004 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address