DFX Intelligence
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Registered advisor
J•••• M••• J••••
Feed of 09/14/2026
At current firm
0 y
since Sep 24, 2025
In the industry
23 y
since Sep 18, 2003 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T•• J•••• S••••••••• G••••• L•• state registered currentsince Sep 24, 2025 · Elk Grove, Ca
- N••• F•••••••• G••••• I••• formerMar 27, 2008 to Jun 25, 2009 · Stockton, Ca
- E••••• J•••• national BDFeb 5, 2007 to Mar 25, 2008 · Stockton, Ca
Moves
a registration end followed by a registration begin elsewhere
- N••• F•••••••• G••••• I••• to T•• J•••• S••••••••• G••••• L••left Jun 25, 2009, registered Sep 24, 2025 (5935 days) · Other
- E••••• J•••• to N••• F•••••••• G••••• I•••left Mar 25, 2008, registered Mar 27, 2008 (2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address