RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W••••• A•••• S•••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Nov 21, 2025 · North Bethesda, Md
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 7, 2015 to Dec 15, 2025 · Fort Lee, Nj
- S••••••• I••••••••• S•••••••• I••• formerFeb 26, 2010 to Apr 7, 2015 · Laurel, Md
- P•• W••••• M••••••••• BD affiliatedSep 16, 2008 to Feb 23, 2010 · Gambrills, Md
- C•••••• S••••• • C••• I••• national BDMar 2, 2006 to Sep 9, 2008 · Columbia, Md
- M••••• S•••••• D• I••• unclassifiedOct 1, 2004 to Feb 23, 2006 · Ellicott City, Md
- C•••••••• G••••• M•••••• I••• to C••••• I••••••••• A••••••• L••left Dec 15, 2025, registered Nov 21, 2025 (-24 days) · Affiliated broker-dealer or bank to another
- S••••••• I••••••••• S•••••••• I••• to C•••••••• G••••• M•••••• I•••left Apr 7, 2015, registered Apr 7, 2015 (0 days) · Other
- P•• W••••• M••••••••• to S••••••• I••••••••• S•••••••• I•••left Feb 23, 2010, registered Feb 26, 2010 (3 days) · Other
- C•••••• S••••• • C••• I••• to P•• W••••• M•••••••••left Sep 9, 2008, registered Sep 16, 2008 (7 days) · Other
- M••••• S•••••• D• I••• to C•••••• S••••• • C••• I•••left Feb 23, 2006, registered Mar 2, 2006 (7 days) · Other
- W••••• A•••• S••••••• left C•••••••• G••••• M•••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2025-11-21)Dec 15, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address