DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Compound Planning, Inc.
Latest filing Jul 6, 2026
First filing on the tape May 31, 2022 · 42 filings
SEC status approved since Jul 1, 2022
RAUM
$4.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
62%
$3.0B individuals and HNW
Advisors
78
registered through the firm on IAPD
RAUM per advisor
$62.2M
derived; firm RAUM over IAPD count
Employees
119
76 advisory (5.B.1)
Offices
25
beyond the principal office
Private funds
0
reported on Schedule D
History
42 filings and snapshots on the tape
RAUM$4.8B as of Jul 6, 2026
Apr 3, 2023$430M then
HNW client RAUM$1.5B as of Jul 6, 2026
Apr 3, 2023$111M then
State-registered IARs (5.B.3)76 as of Jul 6, 2026
Apr 3, 20230 then
Employees (5.A)119 as of Jul 6, 2026
Apr 3, 202338 then
Private funds: no history
RAUM +60% over the last fiscal year+124% a year over threeIARs 0 to 76offices 45 to 25
Practice profile
derived from the filing of Jul 6, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
- RAUM per advisor
- $62.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 147derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $556,802derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 3.0derived26 offices incl. principal (1.F.5)
- RAUM growth, one year
- +60%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +459%derived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Custody
- $1.3B, 1,145 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.5B47%
- Individuals$1.5B45%
- Pension and profit-sharing plans$129M4.0%
- Corporations and businesses$111M3.4%
- Charitable organizations$13.8M0.4%
- Individual clients
- 10,868reported
- HNW clients
- 612reported
- Pension plan clients
- 354reported
- Charitable clients
- 129reported
- Accounts
- 8,708reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.3B for 1,145 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.62 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
78 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Hans-Christian WinklerCertified Financial Planner | Jackson Heights, Ny | Sep 7, 2022 | 28 y | 3 |
| Cameron Tarr Hackett | Richmond, Ca | Sep 8, 2022 | 11 y | 2 |
| Richard James Gow | Pompano Beach, Fl | Sep 21, 2022 | 19 y | 7 |
| Howard Leon Dingle | New York, Ny | Oct 3, 2022 | 25 y | 4 |
| William W Leboeuf | Dayton, Oh | May 18, 2023 | 32 y | 5 |
| Timothy Seamus HamiltonCertified Financial Planner | Irvine, Ca | May 26, 2023 | 14 y | 1 |
| Kiley Connors Maertz | New York, Ny | Jun 21, 2023 | 18 y | 2 |
| Kyle Wayne RudduckCertified Financial Planner, Chartered Financial Analyst | Wilmington, Oh | Jul 27, 2023 | 12 y | 4 |
| Gabriel E Garcia | Oakland, Ca | Oct 19, 2023 | 18 y | 6 |
| Tammy Marie Johns | New York, Ny | Oct 20, 2023 | 11 y | 1 |
| Marco Gino Miranda | New York, Ny | Oct 20, 2023 | 9 y | 3 |
| Nicholas Giovanni Garcia | New York, Ny | Oct 25, 2023 | 14 y | 5 |
| Roxana Sanam Maddahi | New York, Ny | Dec 6, 2023 | 16 y | 3 |
| Tara G Shulman | New York, Ny | Jan 2, 2024 | 14 y | 3 |
| Nathan Raheel Bengali | New York, Ny | Jan 26, 2024 | 12 y | 2 |
| Beau Michael Simon | New York, Ny | Jan 30, 2024 | 10 y | 3 |
| Tracy Morse Kinder | New York, Ny | Jan 30, 2024 | 13 y | 1 |
| Rachel Marie BuffaloCertified Financial Planner | Orlando, Fl | Jan 30, 2024 | 11 y | 3 |
| Jonathan Zabel Jonson | Bellingham, Wa | Feb 14, 2024 | 10 y | 1 |
| Joseph F. Devorak | New York, Ny | Mar 1, 2024 | 11 y | 4 |
| Kevin George MannCertified Financial Planner | Wheat Ridge, Co | Mar 1, 2024 | 22 y | 4 |
| Kristen Grace SmithCertified Financial Planner | Mckinney, Tx | Mar 22, 2024 | 12 y | 3 |
| Alan Scott WardCertified Financial Planner | New York, Ny | Apr 19, 2024 | 26 y | 2 |
| David Aaron Pender | New York, Ny | May 3, 2024 | 10 y | 1 |
| Andrew Park | New York, Ny | May 3, 2024 | 13 y | 1 |
| Ronald Joe Farner | New York, Ny | Jun 3, 2024 | 33 y | 3 |
| Shannon LynchCertified Financial Planner | New York, Ny | Jun 10, 2024 | 14 y | 4 |
| Jared W Mejstrik | Omaha, Ne | Aug 19, 2024 | 13 y | 2 |
| Scott Douglas HedgcockCertified Financial Planner | Bothell, Wa | Sep 6, 2024 | 20 y | 3 |
| Todd Grund RoweCertified Financial Planner | New York, Ny | Sep 26, 2024 | 13 y | 1 |
| Mark Patzer | Novato, Ca | Sep 27, 2024 | 11 y | 5 |
| Dimitry FarberovCertified Financial Planner, Chartered Financial Analyst | Beverly Hills, Ca | Nov 15, 2024 | 19 y | 4 |
| John Patrick Mcauliffe | Richmond, Va | Dec 2, 2024 | 10 y | 3 |
| Matthew James FaubionCertified Financial Planner | New York, Ny | Dec 6, 2024 | 14 y | 6 |
| Willem Raleigh Bloemsma | New York, Ny | Jan 1, 2025 | 9 y | 2 |
| Reed Aaron NothwangCertified Financial Planner | New York, Ny | Jan 1, 2025 | 10 y | 4 |
| William Dennis Burns | New York, Ny | Jan 1, 2025 | 40 y | 2 |
| David Lowell Hubble | Turluck, Ca | Jan 1, 2025 | 43 y | 3 |
| Michael John Oconnor | Santa Rosa, Ca | Jan 1, 2025 | 28 y | 5 |
| Aaron Clark FosterCertified Financial Planner | Windsor, Co | Jan 1, 2025 | 11 y | 4 |
Advisor movement
7 left, 11 joined in 12 months
net +4 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 9.0% of current headcount22 left over 36 months
Left, latest
- Lance Ivan Lehman to FartherMar 3, 2026 · RIA to RIA
- Joseph Anthony Perna to Ritholtz Wealth ManagementMar 3, 2026 · RIA to RIA
- Tyler Andrew Morris to FartherJan 13, 2026 · RIA to RIA
- Michael Robert Hunter to Retire Right Planning, LLCNov 19, 2025 · RIA to a state-registered adviser
- Michelle Marie Leichtner to Buffalo Run Wealth Advisors LLCOct 23, 2025 · RIA to a state-registered adviser
- Alec Andy Montoya to Savant Wealth ManagementOct 23, 2025 · RIA to RIA
- Eric William Flynn to Aprio Wealth Management, LLCOct 6, 2025 · RIA to RIA
- Long N Tran to Creative PlanningAug 25, 2025 · RIA to RIA
- Jakub Kubrak to Silver Grove Advisory ServicesAug 25, 2025 · RIA to RIA
- Edgar Allen Thomas to Tucker Asset Management LLCMay 6, 2025 · RIA to RIA
- Peyton Russell Hawkes to Cetera Planning PartnersJan 8, 2025 · RIA to RIA
- Burton Blayne Brown to Tcfg Investment Advisors, LLCJan 8, 2025 · RIA to RIA
- Whitney Anne Pappas to Domain Money Advisors, LLCJan 8, 2025 · Other
- Raul Rodriguez to Signal Advisors Wealth, LLCJan 7, 2025 · RIA to RIA
- Bernadine Marie Sanchez to Madrid Wealth ManagementJan 7, 2025 · RIA to RIA
Joined, latest
- Antoine Pierre Piron from Transatlantique Private Wealth LLCAug 18, 2026 · RIA to RIA
- Dylan Clark from Larson Financial Group, LLCMay 14, 2026 · Affiliated broker-dealer or bank to independent RIA
- Matthew Gwizdz from UBS Financial Services Inc.May 14, 2026 · Wirehouse to independent RIA
- Adam Benjamin Coleman from Maia WealthFeb 2, 2026 · RIA to RIA
- Jack Patrick Mccaddon from Maia WealthFeb 2, 2026 · RIA to RIA
- Jesse Thomas Porter from Five Oceans AdvisorsJan 14, 2026 · RIA to RIA
- Scott Manning Porter from Dempsey Lord Smith, LLCJan 13, 2026 · RIA to RIA
- Marcel Dominik Pfister from Svb WealthJan 13, 2026 · RIA to RIA
- Norman Ellsworth Mains from Claraphi Advisory Network, LLCNov 18, 2025 · RIA to RIA
- Stephen Odell Dean from Claraphi Advisory Network, LLCNov 12, 2025 · RIA to RIA
- Timothy Robert Couture from First Citizens Asset Management, IncOct 21, 2025 · RIA to RIA
- Ian James Wymore from Empower Advisory Group, LLCSep 9, 2025 · Affiliated broker-dealer or bank to independent RIA
- Wendy A Jankoski from Wealth Architects LLCSep 4, 2025 · Other
- Tony R Golden from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 14, 2025 · Wirehouse to independent RIA
- Scott Luther Weigel from Mercer Global Advisors Inc.Jul 23, 2025 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Maia WealthFeb 2, 2026 · Denver, Co
- 2 joined from Northstar Financial Management, Inc.Dec 5, 2025 · Moscow, Id
- 4 joined from Choreo, LLCMar 25, 2025 · Des Moines, Ia
- 2 joined from Choreo, LLCMar 25, 2025 · Rockford, Il
- 2 joined from Choreo, LLCMar 3, 2025 · Des Moines, Ia
- 2 joined from Choreo, LLCMar 3, 2025 · Rockford, Il
- 3 joined from Empower Advisory Group, LLCMar 5, 2024 · Greenwood Village, Co
- 8 joined from Empower Advisory Group, LLCJan 30, 2024 · Greenwood Village, Co
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Olumide Akinbowale Adekeye · General Counsel / Chief Compliance Officercontrolsince 01/2026 · owns less than 5%
- Mehdi Alexander Farman-Farmaian · Chief Executive Officer / Directorcontrolsince 02/2025 · owns less than 5%
- Gwilym Benedict Christian Haigh · Chief Executive Officer And Ownercontrolsince 07/2024 · owns 25% to 50%
- Martin Gabriel Krambs · Directorcontrolsince 03/2021 · owns less than 5%
- Brent Myers · Head Of Operationscontrolsince 03/2024 · owns less than 5%
- Theodore Joseph Silva · Head Of Financecontrolsince 09/2024 · owns less than 5%
- Andrew Jeffrey Smith · Chief Compliance Officersince 03/2023 · owns less than 5%
Entity owners
- Alternativ, Inc. · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 74 | 11 | 1 | ||
| Des Moines, Ia | 5 | 0 | 0 | ||
| Johnston, Ia | 4 | 0 | 0 | ||
| Los Angeles, Ca | 2 | 0 | 0 | ||
| San Diego, Ca | 2 | 0 | 0 | ||
| Denver, Co | 2 | 0 | 1 | ||
| Oakland, Ca | 1 | 0 | 0 | ||
| Crystal Lake, Il | 0 | 0 | 1 | ||
| Austin, Tx | 0 | 0 | 0 | ||
| Albuquerque, Nm | 0 | 0 | 0 | ||
| Arvada, Co | 0 | 0 | 1 | ||
| Broomfield, Co | 0 | 0 | 1 | ||
| Binghamton, Ny | 0 | 0 | 0 | ||
| Bozeman, Mt | 0 | 0 | 1 | ||
| Celina, Tx | 0 | 0 | 0 | ||
| Fort Lauderdale, Fl | 0 | 0 | 0 | ||
| Highlands Ranch, Co | 0 | 0 | 1 | ||
| Las Vegas, Nv | 0 | 0 | 0 | ||
| Winter Haven, Fl | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Beverly Hills, CA1 employees
- Bothell, WA1 employees
- , 1 employees
ADV anomalies
11 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 6, 2026SILVA, JOSEPH, THEODORE (HEAD OF FINANCE) appeared on Schedule A between the filings of 2024-03-30 and 2026-07-06peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 6, 2026HAIGH, CHRISTIAN, GWILYM BENEDICT (CHIEF EXECUTIVE OFFICER AND OWNER) left Schedule A between the filings of 2024-03-30 and 2026-07-06peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 6, 2026Myers, Brent (HEAD OF OPERATIONS) appeared on Schedule A between the filings of 2024-03-30 and 2026-07-06peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 6, 2026ADEKEYE, AKINBOWALE, OLUMIDE (GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2024-03-30 and 2026-07-06peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 6, 2026Farman-Farmaian, Alexander, Mehdi (CHIEF EXECUTIVE OFFICER / DIRECTOR) appeared on Schedule A between the filings of 2024-03-30 and 2026-07-06peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 6, 2026KRAMBS, GABRIEL, MARTIN (DIRECTOR) appeared on Schedule A between the filings of 2024-03-30 and 2026-07-06peers: independent wealth managers, $1B to $5B (1,360)
- RAUM up 50 %Change between filings · filing Mar 26, 2026RAUM (Item 5.F) moved from $3,025,356,111 to $4,848,634,144 (+60.0%) between the annual amendments of 2025-04-21 and 2026-03-26; the peer median change was +17.0% (1297 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,297) · 95% percentile
- client mix shiftChange between filings · filing Mar 26, 2026private-client share of RAUM moved from 81.0% to 62.0% between the annual amendments of 2025-04-21 and 2026-03-26peers: independent wealth managers, $1B to $5B (1,360)
- HNW share shiftChange between filings · filing Mar 26, 2026HNW share of RAUM moved from 67.0% to 31.0% between the annual amendments of 2025-04-21 and 2026-03-26peers: independent wealth managers, $1B to $5B (1,360)
- office count dropChange between filings · filing Mar 26, 2026offices other than the principal office (Item 1.F.5) moved from 45.0 to 25.0 (-44.0%) between the annual amendments of 2025-04-21 and 2026-03-26; the peer median change was 0.0% (379 comparable advisers, 2.0th percentile of changes)peers: independent wealth managers, $1B to $5B (379) · 2.1% percentile
- client count surgeChange between filings · filing Mar 26, 2026individual and HNW clients (Item 5.D) moved from 2,052.0 to 11,480.0 (+459.0%) between the annual amendments of 2025-04-21 and 2026-03-26; the peer median change was +5.0% (1132 comparable advisers, 100.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,132) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 6,372 to 8,708Dec 18, 2025 to Mar 26, 2026
- Advisory employees · 48 to 76Dec 18, 2025 to Mar 26, 2026
- BD registered reps · 2 to 1Dec 18, 2025 to Mar 26, 2026
- Charity clients · 50 to 129Dec 18, 2025 to Mar 26, 2026
- Corporate clients · 47 to 147Dec 18, 2025 to Mar 26, 2026
- HNW clients · 632 to 612Dec 18, 2025 to Mar 26, 2026
- Individual clients · 1,420 to 10,868Dec 18, 2025 to Mar 26, 2026
- Pension plan clients · 203 to 354Dec 18, 2025 to Mar 26, 2026
- Assets in custody · unset to 1334658759.0Dec 18, 2025 to Mar 26, 2026
- Custody of client assets · false to trueDec 18, 2025 to Mar 26, 2026
- Employees · 104 to 119Dec 18, 2025 to Mar 26, 2026
- Financial planning clients · 251-500 to 11-25Dec 18, 2025 to Mar 26, 2026
- State-registered IARs · 0 to 76Dec 18, 2025 to Mar 26, 2026
- Other offices · 45 to 25Dec 18, 2025 to Mar 26, 2026
- Discretionary RAUM · $3.0B to $4.8BDec 18, 2025 to Mar 26, 2026
- HNW RAUM · $2.0B to $1.5BDec 18, 2025 to Mar 26, 2026
- Individual RAUM · $443M to $1.5BDec 18, 2025 to Mar 26, 2026
- Pension RAUM · $227M to $129MDec 18, 2025 to Mar 26, 2026
- RAUM · $3.0B to $4.8BDec 18, 2025 to Mar 26, 2026
- Accounts · 7,391 to 6,372Feb 27, 2025 to Apr 21, 2025
- Advisory employees · 13 to 48Feb 27, 2025 to Apr 21, 2025
- BD registered reps · 0 to 2Feb 27, 2025 to Apr 21, 2025
- Business name · COMPOUND PLANNING to COMPOUND PLANNING, INC.Feb 27, 2025 to Apr 21, 2025
- Charity clients · unset to 50.0Feb 27, 2025 to Apr 21, 2025
- Corporate clients · unset to 47.0Feb 27, 2025 to Apr 21, 2025
- HNW clients · 188 to 632Feb 27, 2025 to Apr 21, 2025
- Individual clients · 1,977 to 1,420Feb 27, 2025 to Apr 21, 2025
- Pension plan clients · unset to 203.0Feb 27, 2025 to Apr 21, 2025
- Employees · 70 to 104Feb 27, 2025 to Apr 21, 2025
- Financial planning clients · 251-500 to 251-500Feb 27, 2025 to Apr 21, 2025
- Legal name · ATOMI FINANCIAL GROUP, INC. to COMPOUND PLANNING, INC.Feb 27, 2025 to Apr 21, 2025
- Discretionary RAUM · $983M to $3.0BFeb 27, 2025 to Apr 21, 2025
- HNW RAUM · $454M to $2.0BFeb 27, 2025 to Apr 21, 2025
- Individual RAUM · $942M to $443MFeb 27, 2025 to Apr 21, 2025
- Non-discretionary RAUM · $412M to $0Feb 27, 2025 to Apr 21, 2025
- Pension RAUM · unset to 227109445.0Feb 27, 2025 to Apr 21, 2025
- RAUM · $1.4B to $3.0BFeb 27, 2025 to Apr 21, 2025
- Related broker-dealer · true to falseFeb 27, 2025 to Apr 21, 2025
- Other offices · 44 to 45Nov 20, 2024 to Dec 6, 2024
- Other offices · 43 to 44Nov 19, 2024 to Nov 20, 2024
Signals
52 dated events
- Compound Planning, Inc. reported 76 state-registered advisory representatives, up from 0 (2025-12-18 to 2026-03-26)Mar 26, 2026 · Advisor headcount change · derived
- Compound Planning, Inc. reported 25 offices beyond its principal office, down from 45 (2025-12-18 to 2026-03-26)Mar 26, 2026 · Office count change · derived
- Compound Planning, Inc. reported RAUM $4.8B, up 60% from $3.0B (2025-12-18 to 2026-03-26)Mar 26, 2026 · RAUM change · derived
- Joseph Anthony Perna left Compound Planning, Inc. for Ritholtz Wealth Management (registered 2026-02-06)Mar 3, 2026 · Advisor changed firm · fact
- Lance Ivan Lehman left Compound Planning, Inc. for Farther (registered 2026-03-02)Mar 3, 2026 · Advisor changed firm · fact
- 2 advisors left Maia Wealth (Denver, CO) for Compound Planning, Inc. on the same dayFeb 2, 2026 · Team lift-out · derived
- Tyler Andrew Morris left Compound Planning, Inc. for Farther (registered 2026-01-02)Jan 13, 2026 · Advisor changed firm · fact
- 2 advisors left Northstar Financial Management, Inc. (Moscow, ID) for Compound Planning, Inc. on the same dayDec 5, 2025 · Team lift-out · derived
- Michael Robert Hunter left Compound Planning, Inc. for Retire Right Planning, Llc (registered 2026-01-27)Nov 19, 2025 · Advisor changed firm · fact
- Alec Andy Montoya left Compound Planning, Inc. for Savant Wealth Management (registered 2025-11-25)Oct 23, 2025 · Advisor changed firm · fact
- Michelle Marie Leichtner left Compound Planning, Inc. for Buffalo Run Wealth Advisors Llc (registered 2026-02-17)Oct 23, 2025 · Advisor changed firm · fact
- Eric William Flynn left Compound Planning, Inc. for Aprio Wealth Management, Llc (registered 2025-11-10)Oct 6, 2025 · Advisor changed firm · fact
- Jakub Kubrak left Compound Planning, Inc. for Silver Grove Advisory Services (registered 2025-08-07)Aug 25, 2025 · Advisor changed firm · fact
- Long N Tran left Compound Planning, Inc. for Creative Planning (registered 2025-08-11)Aug 25, 2025 · Advisor changed firm · fact
- Edgar Allen Thomas left Compound Planning, Inc. for Tucker Asset Management Llc (registered 2025-05-02)May 6, 2025 · Advisor changed firm · fact
- Compound Planning, Inc. reported RAUM $3.0B, up 117% from $1.4B (2025-02-27 to 2025-04-21)Apr 21, 2025 · RAUM change · derived
- 2 advisors left Choreo, LLC (Rockford, IL) for Compound Planning, Inc. on the same dayMar 25, 2025 · Team lift-out · derived
- 4 advisors left Choreo, LLC (Des Moines, IA) for Compound Planning, Inc. on the same dayMar 25, 2025 · Team lift-out · derived
- 2 advisors left Choreo, LLC (Rockford, IL) for Compound Planning, Inc. on the same dayMar 3, 2025 · Team lift-out · derived
- 2 advisors left Choreo, LLC (Des Moines, IA) for Compound Planning, Inc. on the same dayMar 3, 2025 · Team lift-out · derived
- Peyton Russell Hawkes left Compound Planning, Inc. for Cetera Planning Partners (registered 2024-12-19)Jan 8, 2025 · Advisor changed firm · fact
- Burton Blayne Brown left Compound Planning, Inc. for Tcfg Investment Advisors, Llc (registered 2025-01-03)Jan 8, 2025 · Advisor changed firm · fact
- Whitney Anne Pappas left Compound Planning, Inc. for Domain Money Advisors, Llc (registered 2025-09-09)Jan 8, 2025 · Advisor changed firm · fact
- Bernadine Marie Sanchez left Compound Planning, Inc. for Madrid Wealth Management (registered 2025-01-10)Jan 7, 2025 · Advisor changed firm · fact
- Raul Rodriguez left Compound Planning, Inc. for Signal Advisors Wealth, Llc (registered 2025-02-24)Jan 7, 2025 · Advisor changed firm · fact
- Stefan Whitwell left Compound Planning, Inc. for Whitwell Advisors (registered 2025-01-06)Jan 3, 2025 · Advisor changed firm · fact
- Rosemary Soto Wright left Compound Planning, Inc. for Whitwell Advisors (registered 2025-01-06)Jan 3, 2025 · Advisor changed firm · fact
- Paul Jay Reiferson left Compound Planning, Inc. for Whitwell Advisors (registered 2026-01-01)Jan 3, 2025 · Advisor changed firm · fact
- Kyon Pannill left Compound Planning, Inc. for Signal Advisors Wealth, Llc (registered 2026-04-27)Nov 5, 2024 · Advisor changed firm · fact
- Thomas Russell Croxton left Compound Planning, Inc. for Mariner Advisor Network (registered 2024-11-18)Oct 21, 2024 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
- Compound Planning, Inc. · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/compound-financialreportedpublic record, Form ADV, Sep 17, 2026
- Website
- compoundhq.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 888-533-9364reportedpublic record, Form ADV, Jul 6, 2026
- Team page
- compoundplanning.com/company/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $62.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026