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Registered advisor
M•••• C••••••
Feed of 09/15/2026
Also filed as Marie Lewellen
At current firm
1 y
since Dec 23, 2024
In the industry
20 y
since Mar 27, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- T••••••• I••••••••• M••••••••• I••• BD affiliated currentsince Dec 23, 2024 · Phoenix, Az
- A••••••••• F•••••••• S•••••••• L•• national BDNov 30, 2023 to Dec 18, 2024 · Scottsdale, Az
- A••••••••• F•••••••• S•••••••• L•• national BDDec 3, 2020 to Oct 9, 2023 · Phoenix, Az
- U•• F•••••••• S••••••• I••• wirehouseSep 17, 2018 to Dec 1, 2020 · Scottsdale, Az
- R•• C•••••• M••••••• L•• national BDFeb 9, 2018 to Aug 29, 2018 · Phoenix, Az
- U•• F•••••••• S••••••• I••• wirehouseMar 27, 2006 to Sep 15, 2011 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to T••••••• I••••••••• M••••••••• I•••left Dec 18, 2024, registered Dec 23, 2024 (5 days) · Affiliated broker-dealer or bank to another
- U•• F•••••••• S••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Dec 1, 2020, registered Dec 3, 2020 (2 days) · Wirehouse to affiliated broker-dealer or bank
- R•• C•••••• M••••••• L•• to U•• F•••••••• S••••••• I•••left Aug 29, 2018, registered Sep 17, 2018 (19 days) · Affiliated broker-dealer or bank to wirehouse
- U•• F•••••••• S••••••• I••• to R•• C•••••• M••••••• L••left Sep 15, 2011, registered Feb 9, 2018 (2339 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- M•••• C•••••• left A••••••••• F•••••••• S•••••••• L•• for T••••••• I••••••••• M••••••••• I••• (registered 2024-12-23)Dec 18, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address