RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• C•••••• W•••
- G•••• F•••••••• A••••••• L•• state registered currentsince May 18, 2022 · Mcdonough, Ga
- D•••••• L••• S••••• L•• formerMay 30, 2013 to Aug 15, 2013 · Stone Mountain, Ga
- N••••••••• I••••••••• A•••••••• L•• BD affiliatedDec 5, 2006 to May 3, 2013 · Columbus, Oh
- N••••••••• I••••••••• S••••••• C••••••••• unclassifiedAug 16, 2006 to Dec 5, 2006 · Memphis, Tn
- D•••••• L••• S••••• L•• to G•••• F•••••••• A••••••• L••left Aug 15, 2013, registered May 18, 2022 (3198 days) · Other
- N••••••••• I••••••••• A•••••••• L•• to D•••••• L••• S••••• L••left May 3, 2013, registered May 30, 2013 (27 days) · Other
- N••••••••• I••••••••• S••••••• C••••••••• to N••••••••• I••••••••• A•••••••• L••left Dec 5, 2006, registered Dec 5, 2006 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address