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Registered advisor
S••••• G•••• S••••••
Feed of 09/15/2026
At current firm
15 y
since Sep 14, 2011
In the industry
23 y
since Jul 24, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- G•• S••••••••• I••• BD affiliated currentsince Sep 14, 2011 · Palm Beach Gardens, Fl
- V••• F•••••••• A•••••••• I••• BD affiliatedJan 3, 2011 to Sep 21, 2011 · Adel, Ga
- V••• F•••••••• P•••••••• L•• formerMar 11, 2010 to Jan 3, 2011 · Valdosta, Ga
- V••• F•••••••• A•••••••• I••• BD affiliatedJan 25, 2007 to Mar 4, 2010 · Adel, Ga
- U•••••••• S••••••••• I••• unclassifiedOct 12, 2004 to Mar 7, 2006 · Adel, Ga
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to G•• S••••••••• I•••left Sep 21, 2011, registered Sep 14, 2011 (-7 days) · Other
- V••• F•••••••• P•••••••• L•• to V••• F•••••••• A•••••••• I•••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
- V••• F•••••••• A•••••••• I••• to V••• F•••••••• P•••••••• L••left Mar 4, 2010, registered Mar 11, 2010 (7 days) · Other
- U•••••••• S••••••••• I••• to V••• F•••••••• A•••••••• I•••left Mar 7, 2006, registered Jan 25, 2007 (324 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address