RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• J••••• D•••
- K••••• A•••••••• I••• BD affiliated currentsince Aug 23, 2022 · Ft. Lauderdale, Fl
- C••• I••••••••• A•••••••• I••• independent RIAJun 3, 2020 to Aug 23, 2022 · Tifton, Ga
- G•• S••••••••• I••• BD affiliatedSep 23, 2019 to May 12, 2020 · Adel, Ga
- C••• I••••••••• A•••••••• I••• to K••••• A•••••••• I•••left Aug 23, 2022, registered Aug 23, 2022 (0 days) · RIA to affiliated broker-dealer or bank
- G•• S••••••••• I••• to C••• I••••••••• A•••••••• I•••left May 12, 2020, registered Jun 3, 2020 (22 days) · Affiliated broker-dealer or bank to independent RIA
- D••••• J••••• D••• left C••• I••••••••• A•••••••• I••• for K••••• A•••••••• I••• (registered 2022-08-23)Aug 23, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address