RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• C•••••••• H•••••••
- O•••• I••••••••• I••• BD affiliated currentsince Apr 2, 2025 · Concord, Nh
- C••••••• S••••••••• I••• BD affiliatedJul 15, 2014 to Mar 17, 2025 · Woburn, Ma
- S•••••••• S••••••••• BD affiliatedSep 19, 2012 to Jul 2, 2014 · Boston, Ma
- L•• F•••••••• L•• BD affiliatedMay 27, 2008 to Sep 19, 2012 · Boston, Ma
- I••• S••••••••• I••• unclassifiedOct 18, 2006 to May 27, 2008 · Boston, Ma
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJul 26, 2006 to Aug 17, 2006 · Newton, Ma
- C••••••• S••••••••• I••• to O•••• I••••••••• I•••left Mar 17, 2025, registered Apr 2, 2025 (16 days) · Affiliated broker-dealer or bank to another
- S•••••••• S••••••••• to C••••••• S••••••••• I•••left Jul 2, 2014, registered Jul 15, 2014 (13 days) · Other
- L•• F•••••••• L•• to S•••••••• S•••••••••left Sep 19, 2012, registered Sep 19, 2012 (0 days) · corporate re-registration, not a move
- I••• S••••••••• I••• to L•• F•••••••• L••left May 27, 2008, registered May 27, 2008 (0 days) · corporate re-registration, not a move
- B••• O• A•••••• I••••••••• S•••••••• I••• to I••• S••••••••• I•••left Aug 17, 2006, registered Oct 18, 2006 (62 days) · Other
- S•••• C•••••••• H••••••• left C••••••• S••••••••• I••• for O•••• I••••••••• I••• (registered 2025-04-02)Mar 17, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address