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Registered advisor
J••••• S•••• G••••••
Feed of 09/15/2026
Also filed as Josh S•••• G••••••
At current firm
3 y
since May 18, 2023
In the industry
21 y
since Nov 1, 2004 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
15
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• A••••••• S•••••••• L•• BD affiliated currentsince May 18, 2023 · Colorado Springs, Co
- S•• BD affiliatedJan 4, 2005 to May 18, 2023 · Greenwood Village, Co
Moves
a registration end followed by a registration begin elsewhere
- S•• to O•••• A••••••• S•••••••• L••left May 18, 2023, registered May 18, 2023 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
Signals
- J••••• S•••• G•••••• left Spc for O•••• A••••••• S•••••••• L•• (registered 2023-05-18)May 18, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address