T••••• B•••••••

• L•• F•••••••• L•• BD affiliated current
  since Mar 6, 2025 · Cicero, Ny
• I• A••••••• S•••••••• I••• former
  Oct 26, 2009 to Mar 6, 2025 · Cicero, Ny
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Oct 23, 2009 to Oct 27, 2009 · Syracuse, Ny
• B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
  Sep 2, 2008 to Oct 23, 2009 · Syracuse, Ny
• E••••• J•••• national BD
  Sep 7, 2007 to Sep 5, 2008 · Dewitt, Ny

• I• A••••••• S•••••••• I••• to L•• F•••••••• L••
  left Mar 6, 2025, registered Mar 6, 2025 (0 days) · corporate re-registration, not a move
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to I• A••••••• S•••••••• I•••
  left Oct 27, 2009, registered Oct 26, 2009 (-1 days) · Other
• B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
• E••••• J•••• to B••• O• A•••••• I••••••••• S•••••••• I•••
  left Sep 5, 2008, registered Sep 2, 2008 (-3 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

23derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address