RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• A•• P•••••
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Jan 3, 2025 · Milwaukee, Wi
- K••• W••••• M••••••••• G••••• L•• independent RIAFeb 13, 2007 to Nov 18, 2009 · Brookfield, Wi
- T•••••• A••••••• S•••••••• L•• unclassifiedJan 8, 2004 to Feb 1, 2007 · Waukesha, Wi
- I••• A•••• M••••••••• unclassifiedJun 3, 2003 to Dec 31, 2003 · Waukesha, Wi
- K••• W••••• M••••••••• G••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Nov 18, 2009, registered Jan 3, 2025 (5525 days) · Other
- T•••••• A••••••• S•••••••• L•• to K••• W••••• M••••••••• G••••• L••left Feb 1, 2007, registered Feb 13, 2007 (12 days) · Other
- I••• A•••• M••••••••• to T•••••• A••••••• S•••••••• L••left Dec 31, 2003, registered Jan 8, 2004 (8 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address