DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K••• W••••• M••••••••• G••••• L••
Latest filing Feb 4, 2026
First filing on the tape Mar 9, 2012 · 7 filings
SEC status approved since Mar 14, 2022
RAUM
$135M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
100%
$135M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$135M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$135M as of Feb 4, 2026
Mar 9, 2012$42.0M then
HNW client RAUM$121M as of Feb 4, 2026
Jan 20, 2023$83.0M then
State-registered IARs (5.B.3)1 as of Feb 4, 2026
Mar 9, 20120 then
Employees (5.A)2 as of Feb 4, 2026
Jan 20, 20232 then
Private funds: no history
RAUM +11% over the last fiscal year+13% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Feb 4, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $135MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 69derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $2.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.5%derived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$121M90%
- Individuals$13.6M10%
- Individual clients
- 29reported
- HNW clients
- 40reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 69reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P•••• M••••• K•••Certified Financial Planner | Brookfield, Wi | Jul 1, 2003 | 26 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- M•••••• A•• P••••• to N••••••••• M••••• I••••••••• S•••••••••Nov 18, 2009 · Other
Joined, latest
- M•••••• A•• P••••• from T•••••• A••••••• S•••••••• L••Feb 13, 2007 · Other
- P•••• M••••• K••• from T•• M•••••••• G••••• L••Jul 1, 2003 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K•••• P••••• M••••• · Member, Chief Compliance Officercontrolsince 01/2003 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 68 to 69Feb 11, 2025 to Feb 4, 2026
- HNW clients · 38 to 40Feb 11, 2025 to Feb 4, 2026
- Individual clients · 30 to 29Feb 11, 2025 to Feb 4, 2026
- Discretionary RAUM · $120M to $133MFeb 11, 2025 to Feb 4, 2026
- HNW RAUM · $108M to $121MFeb 11, 2025 to Feb 4, 2026
- Individual RAUM · $14.3M to $13.6MFeb 11, 2025 to Feb 4, 2026
- Non-discretionary RAUM · $1.8M to $2.3MFeb 11, 2025 to Feb 4, 2026
- RAUM · $122M to $135MFeb 11, 2025 to Feb 4, 2026
- Accounts · 70 to 68Feb 18, 2024 to Feb 11, 2025
- Individual clients · 32 to 30Feb 18, 2024 to Feb 11, 2025
- Financial planning clients · 0 to 0Feb 18, 2024 to Feb 11, 2025
- Discretionary RAUM · $113M to $120MFeb 18, 2024 to Feb 11, 2025
- HNW RAUM · $100M to $108MFeb 18, 2024 to Feb 11, 2025
- Individual RAUM · $14.6M to $14.3MFeb 18, 2024 to Feb 11, 2025
- Non-discretionary RAUM · $1.6M to $1.8MFeb 18, 2024 to Feb 11, 2025
- RAUM · $115M to $122MFeb 18, 2024 to Feb 11, 2025
- Accounts · 66 to 70Jan 20, 2023 to Feb 18, 2024
- HNW clients · 37 to 38Jan 20, 2023 to Feb 18, 2024
- Individual clients · 29 to 32Jan 20, 2023 to Feb 18, 2024
- Discretionary RAUM · $93.2M to $113MJan 20, 2023 to Feb 18, 2024
- HNW RAUM · $83.0M to $100MJan 20, 2023 to Feb 18, 2024
- Individual RAUM · $11.7M to $14.6MJan 20, 2023 to Feb 18, 2024
- Non-discretionary RAUM · $1.5M to $1.6MJan 20, 2023 to Feb 18, 2024
- RAUM · $94.7M to $115MJan 20, 2023 to Feb 18, 2024
- Accounts · 61 to 66Feb 10, 2022 to Jan 20, 2023
- HNW clients · 41 to 37Feb 10, 2022 to Jan 20, 2023
- Individual clients · 20 to 29Feb 10, 2022 to Jan 20, 2023
- Discretionary RAUM · $99.9M to $93.2MFeb 10, 2022 to Jan 20, 2023
- HNW RAUM · $91.5M to $83.0MFeb 10, 2022 to Jan 20, 2023
- Individual RAUM · $10.0M to $11.7MFeb 10, 2022 to Jan 20, 2023
- Non-discretionary RAUM · $1.6M to $1.5MFeb 10, 2022 to Jan 20, 2023
- RAUM · $102M to $94.7MFeb 10, 2022 to Jan 20, 2023
- Accounts · 50 to 61Mar 28, 2012 to Feb 10, 2022
- Advisory employees · unset to 1.0Mar 28, 2012 to Feb 10, 2022
- Advisory activities · 1 to 2Mar 28, 2012 to Feb 10, 2022
- HNW clients · unset to 41.0Mar 28, 2012 to Feb 10, 2022
- Individual clients · unset to 20.0Mar 28, 2012 to Feb 10, 2022
- Employees · unset to 2.0Mar 28, 2012 to Feb 10, 2022
- State-registered IARs · 0 to 1Mar 28, 2012 to Feb 10, 2022
- Other offices · unset to 0.0Mar 28, 2012 to Feb 10, 2022
Signals
1 dated events
- K••• W••••• M••••••••• G••••• L•• filed its initial SEC registration (Form ADV)Feb 10, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (262) 787-0704reportedpublic record, Form ADV, Feb 4, 2026
- Team page
- kultwealth.com/our-peoplereportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $135Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026