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Registered advisor
D••••• N••••• F•••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
4 y
since Nov 17, 2021
In the industry
28 y
since Sep 1, 1998 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- G••••• R••••••••• P••••••• L•• institutional currentsince Nov 17, 2021 · San Rafael, Ca
- O•••••• S••••••• A••••••• C••• formerSep 18, 2006 to Sep 7, 2011 · Lexington, Ma
Moves
a registration end followed by a registration begin elsewhere
- O•••••• S••••••• A••••••• C••• to G••••• R••••••••• P••••••• L••left Sep 7, 2011, registered Nov 17, 2021 (3724 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address