DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Gilbert Michael Araiza
Certified Financial Planner
Feed of 09/15/2026
At current firm
4 y
since Jan 28, 2022
In the industry
26 y
since Sep 21, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Frost Investment Services BD affiliated currentsince Jan 28, 2022 · San Antonio, Tx
- Frost Investment Services BD affiliatedSep 11, 2017 to Dec 31, 2021 · Houston, Tx
- J.P. Morgan Asset Management unclassifiedSep 22, 2003 to Dec 31, 2005 · Columbus, Oh
Moves
a registration end followed by a registration begin elsewhere
- J.P. Morgan Asset Management to Frost Investment Servicesleft Dec 31, 2005, registered Sep 11, 2017 (4272 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address