DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Frost Investment Services
Legal name Frost Investment Services, LLC
Latest filing Mar 24, 2026
First filing on the tape Nov 24, 2016 · 41 filings
SEC status approved since Jan 3, 2017
RAUM
$3.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
58%
$2.1B individuals and HNW
Advisors
161
registered through the firm on IAPD
RAUM per advisor
$22.8M
derived; firm RAUM over IAPD count
Employees
177
111 advisory (5.B.1)
Offices
50
beyond the principal office
Private funds
0
reported on Schedule D
History
41 filings and snapshots on the tape
RAUM$3.7B as of Mar 24, 2026
Mar 30, 2018$189M then
HNW client RAUM$1.4B as of Mar 24, 2026
Mar 30, 2018$6.1M then
State-registered IARs (5.B.3)107 as of Mar 24, 2026
Mar 30, 201865 then
Employees (5.A)177 as of Mar 24, 2026
Mar 30, 201891 then
Private funds: no history
RAUM +23% over the last fiscal year+15% a year over threeIARs 103 to 107
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Bank affiliated · Item 7.A.6 or 7.A.7 (bank or trust company affiliate) and a bank, bancorp or trust company as a 50 percent or greater owner on Schedule A
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $22.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 19derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $1.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 3.2derived51 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +3.9%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +16%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Financial planning clients
- 3,000reportedItem 5.H
- Ownership
- a bank, bancorp or trust company is a 50 percent or greater ownerderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$1.5B42%
- High-net-worth individuals$1.4B37%
- Individuals$778M21%
- Charitable organizations$2.0M0.1%
- Individual clients
- 2,484reported
- HNW clients
- 535reported
- Pension plan clients
- n/areported
- Charitable clients
- 4reported
- Accounts
- 3,656reported
- Financial planning clients
- 3,000reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.58 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=107.0derived
Advisors registered through the firm
161 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Bryan Tad Adkison | Mansfield, Tx | Jan 25, 2022 | 30 y | 1 |
| Craig Steven MillerCertified Financial Planner | San Antonio, Tx | Jan 25, 2022 | 29 y | 3 |
| Ronald Clifford Tavarez | Mcallen, Tx | Jan 26, 2022 | 35 y | 3 |
| Brian Shane Alphin | Mansfield, Tx | Jan 26, 2022 | 10 y | 1 |
| Mark Ian ItnyreCertified Financial Planner | Austin, Tx | Jan 26, 2022 | 27 y | 3 |
| Misty Nicole Thompson | San Antonio, Tx | Jan 26, 2022 | 12 y | 1 |
| Alex Russell Bahun | Austin, Tx | Jan 26, 2022 | 14 y | 1 |
| Taylor Ryan ThorneCertified Financial Planner | Austin, Tx | Jan 26, 2022 | 10 y | 3 |
| Ivona Malgorzata Kostulak | San Antonio, Tx | Jan 26, 2022 | 26 y | 2 |
| Christine Louise Sheppard | San Antonio, Tx | Jan 26, 2022 | 22 y | 1 |
| Ralph Victor Gonzales | San Antonio, Tx | Jan 26, 2022 | 10 y | 2 |
| Brian Carl Nelson | Fort Worth, Tx | Jan 26, 2022 | 31 y | 7 |
| Jerry D Glosson | San Marcos, Tx | Jan 26, 2022 | 34 y | 1 |
| Ashley Kolinek Ferguson | San Antonio, Tx | Jan 26, 2022 | 18 y | 1 |
| Jeanne Marie GloriosoCertified Financial Planner | Austin, Tx | Jan 26, 2022 | 34 y | 1 |
| Alina Mariana Tudor | Austin, Tx | Jan 26, 2022 | 17 y | 1 |
| James Ray Cratty | San Antonio, Tx | Jan 26, 2022 | 42 y | 4 |
| Carina Elizabeth Diaz | San Antonio, Tx | Jan 26, 2022 | 12 y | 1 |
| David Robert Johnson | Corpus Christi, Tx | Jan 26, 2022 | 38 y | 1 |
| Michael Valadez | San Antonio, Tx | Jan 26, 2022 | 27 y | 3 |
| Pierre T Marchebout | San Antonio, Tx | Jan 26, 2022 | 21 y | 2 |
| Innis Demon GloverCertified Financial Planner | San Antonio, Tx | Jan 26, 2022 | 24 y | 2 |
| Yvette WebbCertified Financial Planner | Houston, Tx | Jan 26, 2022 | 42 y | 3 |
| Steven Gerard Lea | Boerne, Tx | Jan 26, 2022 | 26 y | 1 |
| Lucy Doraluz Cisneros | San Antonio, Tx | Jan 26, 2022 | 14 y | 1 |
| Alberto Daniel Fraga | Prosper, Tx | Jan 26, 2022 | 11 y | 3 |
| John Michael Moreno | San Antonio, Tx | Jan 26, 2022 | 20 y | 1 |
| Christina Courtney Rodgers | San Antonio, Tx | Jan 27, 2022 | 15 y | 2 |
| Emily Bailey Groves | Dallas, Tx | Jan 27, 2022 | 15 y | 1 |
| Pura Gloria Connor | San Antonio, Tx | Jan 27, 2022 | 15 y | 3 |
| Joshua Aaron BlackCertified Financial Planner | San Antonio, Tx | Jan 27, 2022 | 13 y | 2 |
| Richard Oliver Clotworthy | San Antonio, Tx | Jan 27, 2022 | 10 y | 1 |
| Elizabeth Marie Steen | San Antonio, Tx | Jan 27, 2022 | 13 y | 1 |
| Leanne Kathleen Ethridge | San Antonio, Tx | Jan 27, 2022 | 22 y | 1 |
| Jerald Keith Liesman | San Antonio, Tx | Jan 27, 2022 | 39 y | 1 |
| Sandra A Delagarza | Victoria, Tx | Jan 27, 2022 | 42 y | 3 |
| Selena Nicole Grupp | San Antonio, Tx | Jan 27, 2022 | 13 y | 1 |
| Kristin Salyer | Austin, Tx | Jan 27, 2022 | 28 y | 1 |
| Samuel Refugio Lopez | San Antonio, Tx | Jan 27, 2022 | 21 y | 2 |
| Aaron P Navarrete | Austin, Tx | Jan 27, 2022 | 14 y | 3 |
Advisor movement
22 left, 10 joined in 12 months
net -12 in 12 months9 left in 90 days1 joined in 90 daysdeparture rate 14% of current headcount41 left over 36 months
Left, latest
- Jonathon Durst Mcadams to Fifth Third Securities, Inc.Aug 20, 2026 · Affiliated broker-dealer or bank to another
- Kyle Douglas Gregory to Fifth Third Securities, Inc.Aug 12, 2026 · Affiliated broker-dealer or bank to another
- Dana Renee Otoole to Fifth Third Securities, Inc.Aug 7, 2026 · Affiliated broker-dealer or bank to another
- Roberto Aburto to Fifth Third Securities, Inc.Aug 7, 2026 · Affiliated broker-dealer or bank to another
- Miguel Palacios Jr to Fifth Third Securities, Inc.Aug 7, 2026 · Affiliated broker-dealer or bank to another
- Carlos Tijerina Jr to Fifth Third Securities, Inc.Aug 7, 2026 · Affiliated broker-dealer or bank to another
- Trent Elliott Vassberg to Fisher InvestmentsJul 28, 2026 · Affiliated broker-dealer or bank to independent RIA
- John Marcel Deberry to LPL Financial LLCJul 7, 2026 · Affiliated broker-dealer or bank to another
- Jesse Jaco to J.P. Morgan Securities LLCJun 22, 2026 · Affiliated broker-dealer or bank to wirehouse
- Gerald Trent Mattingly to Fifth Third Securities, Inc.May 6, 2026 · Affiliated broker-dealer or bank to another
- Harvey Ted Fladeland to Arkadios Wealth AdvisorsMay 6, 2026 · Affiliated broker-dealer or bank to another
- Sylvester Tyrone Johnson to LPL Financial LLCMar 26, 2026 · Affiliated broker-dealer or bank to another
- Caressa Patel to Morgan StanleyFeb 27, 2026 · Affiliated broker-dealer or bank to wirehouse
- Marco Alonso Rodriguez to Raymond James & Associates, Inc.Feb 6, 2026 · Affiliated broker-dealer or bank to another
- Ashley Taylor Brence to J.P. Morgan Securities LLCJan 12, 2026 · Affiliated broker-dealer or bank to wirehouse
Joined, latest
- Sarah Rose Harrington from Wells Fargo AdvisorsJul 28, 2026 · Wirehouse to affiliated broker-dealer or bank
- William Carr Stokes from Hilltop Securities Inc.Jun 2, 2026 · Affiliated broker-dealer or bank to another
- Gary Brian Trempe from Fisher InvestmentsApr 24, 2026 · RIA to affiliated broker-dealer or bank
- Cody Lee Evans from Strategic Advisers LLCApr 22, 2026 · Affiliated broker-dealer or bank to another
- Jonathon Durst Mcadams from Bok Financial Private Wealth, Inc.Mar 24, 2026 · RIA to affiliated broker-dealer or bank
- Cassandra Lea Truesdale Gutierrez from Citigroup Global Markets Inc.Feb 11, 2026 · Affiliated broker-dealer or bank to another
- Flora Dahlia Ardon from Fisher InvestmentsJan 23, 2026 · RIA to affiliated broker-dealer or bank
- Faith Morris from J.P. Morgan Securities LLCNov 25, 2025 · Wirehouse to affiliated broker-dealer or bank
- John P Hernandez from Victory Capital Management Inc.Oct 29, 2025 · Other
- Harvey Ted Fladeland from InvescoOct 1, 2025 · Other
- Robert Edward Burks from Strategic Advisers LLCAug 22, 2025 · Affiliated broker-dealer or bank to another
- Timothy Benjamin Eastman from Victory Capital Management Inc.Aug 20, 2025 · Other
- Andrew David Nicely from J.P. Morgan Securities LLCAug 19, 2025 · Wirehouse to affiliated broker-dealer or bank
- Roberto Aburto from Chase Investment Services Corp.May 28, 2025 · Other
- Matthew Andrew Thompson from Sendero Wealth Management, LLCApr 29, 2025 · RIA to affiliated broker-dealer or bank
Teams: two or more advisors moving together within fourteen days, from one state
- 6 left for Fifth Third Securities, Inc.Aug 7, 2026 · Kingwood, Tx
- 2 left for Commonwealth Financial NetworkMar 4, 2024 · San Antonio, Tx
- 2 left for Wells Fargo AdvisorsOct 31, 2022 · Stafford, Tx
- 2 joined from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 8, 2024 · San Antonio, Tx
- 2 joined from Wells Fargo AdvisorsJan 18, 2024 · San Antonio, Tx
- 2 joined from Charles Schwab & Co., Inc.Jan 10, 2024 · San Antonio, Tx
- 3 joined from J.P. Morgan Securities LLCOct 7, 2023 · Austin, Tx
- 2 joined from J.P. Morgan Securities LLCSep 11, 2019 · Austin, Tx
- 2 joined from Frost Investment Advisors, LLCDec 31, 2016 · San Antonio, Tx
- 2 joined from Wells Fargo AdvisorsMay 10, 2016 · Houston, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Brandon Jack Repa · Chief Compliance Officercontrolsince 03/2024 · owns less than 5%
- Scott Christopher Walsh · President / Chief Operations Officercontrolsince 07/2025 · owns less than 5%
Entity owners
- Frost Bank · Parent Corp - Managing Memberdirect · owns 75% or more
- Cullen/Frost Bankers, Inc. · Parent Corporationindirect · owns 75% or more of Frost Bank · public reporting company
Related persons
Schedule D 7.A
- Frost Banky
- Frost Brokerage Services, Inc.broker-dealern
- Frost Insurance Agency, Inc.real estaten
- Frost Investment Advisors, LLCinvestment advisernRAUM $5.4B
Advisers that list Frost Investment Services as a related person
- 146148 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Antonio, Tx · principal | 162 | 20 | 11 | ||
| Austin, Tx | 30 | 3 | 0 | ||
| Houston, Tx | 23 | 3 | 2 | ||
| Dallas, Tx | 11 | 3 | 1 | ||
| Fort Worth, Tx | 9 | 2 | 0 | ||
| Spring, Tx | 4 | 0 | 0 | ||
| Boerne, Tx | 4 | 1 | 0 | ||
| Corpus Christi, Tx | 3 | 1 | 0 | ||
| Allen, Tx | 2 | 0 | 0 | ||
| Irving, Tx | 2 | 0 | 0 | ||
| Mansfield, Tx | 2 | 0 | 0 | ||
| Mckinney, Tx | 2 | 1 | 0 | ||
| San Marcos, Tx | 2 | 0 | 0 | ||
| Southlake, Tx | 2 | 0 | 0 | ||
| College Station, Tx | 1 | 0 | 0 | ||
| Kingwood, Tx | 1 | 0 | 2 | 1 | |
| Flower Mound, Tx | 0 | 0 | 1 | ||
| Tomball, Tx | 0 | 0 | 1 | ||
| Pasadena, Tx | 0 | 0 | 1 | ||
| Katy, Tx | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- San Antonio, TX31 employees
- Dallas, TX14 employees
- Austin, TX13 employees
- Houston, TX12 employees
- Fort Worth, TX11 employees
- San Antonio, TX5 employees
- San Antonio, TX5 employees
- Austin, TX4 employees
- Boerne, TX4 employees
- The Woodlands, TX3 employees
- Fort Worth, TX3 employees
- Austin, TX3 employees
- Bellaire, TX3 employees
- Victoria, TX2 employees
- Houston, TX2 employees
- Plano, TX2 employees
- Austin, TX2 employees
- Corpus Christi, TX2 employees
- Keller, TX2 employees
- San Marcos, TX2 employees
- Mansfield, TX2 employees
- San Antonio, TX2 employees
- San Antonio, TX2 employees
- Houston, TX1 employees
- The Woodlands, TX1 employees
What changed
consecutive filings, newest first
- Accounts · 3,179 to 3,656Dec 10, 2025 to Mar 24, 2026
- Advisory employees · 104 to 111Dec 10, 2025 to Mar 24, 2026
- BD registered reps · 103 to 107Dec 10, 2025 to Mar 24, 2026
- Charity clients · 3 to 4Dec 10, 2025 to Mar 24, 2026
- Corporate clients · 577 to 633Dec 10, 2025 to Mar 24, 2026
- HNW clients · 428 to 535Dec 10, 2025 to Mar 24, 2026
- Individual clients · 2,171 to 2,484Dec 10, 2025 to Mar 24, 2026
- Assets in custody · $238M to $313MDec 10, 2025 to Mar 24, 2026
- Financial planning clients · 251-500 to More than 500Dec 10, 2025 to Mar 24, 2026
- State-registered IARs · 103 to 107Dec 10, 2025 to Mar 24, 2026
- Discretionary RAUM · $3.0B to $3.7BDec 10, 2025 to Mar 24, 2026
- HNW RAUM · $1.1B to $1.4BDec 10, 2025 to Mar 24, 2026
- Individual RAUM · $643M to $778MDec 10, 2025 to Mar 24, 2026
- RAUM · $3.0B to $3.7BDec 10, 2025 to Mar 24, 2026
- Accounts · 2,792 to 3,179Nov 13, 2024 to Mar 27, 2025
- Advisory employees · 94 to 104Nov 13, 2024 to Mar 27, 2025
- BD registered reps · 91 to 103Nov 13, 2024 to Mar 27, 2025
- Charity clients · 4 to 3Nov 13, 2024 to Mar 27, 2025
- Corporate clients · 515 to 577Nov 13, 2024 to Mar 27, 2025
- HNW clients · 401 to 428Nov 13, 2024 to Mar 27, 2025
- Individual clients · 1,872 to 2,171Nov 13, 2024 to Mar 27, 2025
- Assets in custody · $270M to $238MNov 13, 2024 to Mar 27, 2025
- Employees · 166 to 177Nov 13, 2024 to Mar 27, 2025
- Financial planning clients · 51-100 to 251-500Nov 13, 2024 to Mar 27, 2025
- State-registered IARs · 91 to 103Nov 13, 2024 to Mar 27, 2025
- Discretionary RAUM · $2.7B to $3.0BNov 13, 2024 to Mar 27, 2025
- HNW RAUM · $1.0B to $1.1BNov 13, 2024 to Mar 27, 2025
- Individual RAUM · $593M to $643MNov 13, 2024 to Mar 27, 2025
- RAUM · $2.7B to $3.0BNov 13, 2024 to Mar 27, 2025
- Accounts · 2,897 to 2,792Dec 8, 2023 to Mar 15, 2024
- Advisory employees · 73 to 94Dec 8, 2023 to Mar 15, 2024
- BD registered reps · 73 to 91Dec 8, 2023 to Mar 15, 2024
- Corporate clients · 169 to 515Dec 8, 2023 to Mar 15, 2024
- HNW clients · 662 to 401Dec 8, 2023 to Mar 15, 2024
- Individual clients · 2,057 to 1,872Dec 8, 2023 to Mar 15, 2024
- Employees · 105 to 166Dec 8, 2023 to Mar 15, 2024
- State-registered IARs · 60 to 91Dec 8, 2023 to Mar 15, 2024
- Discretionary RAUM · $2.4B to $2.7BDec 8, 2023 to Mar 15, 2024
- HNW RAUM · $1.6B to $1.0BDec 8, 2023 to Mar 15, 2024
- Individual RAUM · $536M to $593MDec 8, 2023 to Mar 15, 2024
Signals
60 dated events
- Jonathon Durst Mcadams left Frost Investment Services for Fifth Third Securities, Inc. (registered 2026-08-26)Aug 20, 2026 · Advisor changed firm · fact
- Kyle Douglas Gregory left Frost Investment Services for Fifth Third Securities, Inc. (registered 2026-08-14)Aug 12, 2026 · Advisor changed firm · fact
- Carlos Tijerina Jr left Frost Investment Services for Fifth Third Securities, Inc. (registered 2026-08-11)Aug 7, 2026 · Advisor changed firm · fact
- Miguel Palacios Jr left Frost Investment Services for Fifth Third Securities, Inc. (registered 2026-08-11)Aug 7, 2026 · Advisor changed firm · fact
- Dana Renee Otoole left Frost Investment Services for Fifth Third Securities, Inc. (registered 2026-08-13)Aug 7, 2026 · Advisor changed firm · fact
- Roberto Aburto left Frost Investment Services for Fifth Third Securities, Inc. (registered 2026-08-26)Aug 7, 2026 · Advisor changed firm · fact
- 6 advisors left Frost Investment Services (San Antonio, TX) for Fifth Third Securities, Inc. within 13 daysAug 7, 2026 · Team lift-out · derived
- John Marcel Deberry left Frost Investment Services for Lpl Financial Llc (registered 2026-08-06)Jul 7, 2026 · Advisor changed firm · fact
- Jesse Jaco left Frost Investment Services for J.P. Morgan Securities Llc (registered 2026-06-30)Jun 22, 2026 · Advisor changed firm · fact
- Gerald Trent Mattingly left Frost Investment Services for Fifth Third Securities, Inc. (registered 2026-05-13)May 6, 2026 · Advisor changed firm · fact
- Harvey Ted Fladeland left Frost Investment Services for Arkadios Wealth Advisors (registered 2026-08-20)May 6, 2026 · Advisor changed firm · fact
- Sylvester Tyrone Johnson left Frost Investment Services for Lpl Financial Llc (registered 2026-04-06)Mar 26, 2026 · Advisor changed firm · fact
- Caressa Patel left Frost Investment Services for Morgan Stanley (registered 2026-03-19)Feb 27, 2026 · Advisor changed firm · fact
- Marco Alonso Rodriguez left Frost Investment Services for Raymond James & Associates, Inc. (registered 2026-02-06)Feb 6, 2026 · Advisor changed firm · fact
- Ashley Taylor Brence left Frost Investment Services for J.P. Morgan Securities Llc (registered 2026-01-22)Jan 12, 2026 · Advisor changed firm · fact
- Maria Guadalupe Harris left Frost Investment Services for Turtle Creek Wealth Advisors, Llc (registered 2026-01-22)Dec 19, 2025 · Advisor changed firm · fact
- Mary Margaret Grigsby left Frost Investment Services for Raymond James Financial Services Advisors, Inc (registered 2026-01-06)Dec 18, 2025 · Advisor changed firm · fact
- John P Hernandez left Frost Investment Services for Strategic Advisers Llc (registered 2026-03-23)Dec 4, 2025 · Advisor changed firm · fact
- Martin Slechta left Frost Investment Services for J.P. Morgan Securities Llc (registered 2025-11-25)Nov 25, 2025 · Advisor changed firm · fact
- Damon Hurst left Frost Investment Services for Truist Advisory Services, Inc. (registered 2025-11-20)Nov 7, 2025 · Advisor changed firm · fact
- Anthony Allen Sacco left Frost Investment Services for World Investment Advisors, Llc (registered 2025-11-05)Oct 17, 2025 · Advisor changed firm · fact
- Michael J Walsh left Frost Investment Services for Lpl Financial Llc (registered 2025-10-06)Sep 25, 2025 · Advisor changed firm · fact
- Christopher David De Meyer left Frost Investment Services for Charles Schwab & Co., Inc. (registered 2025-12-04)Jul 17, 2025 · Advisor changed firm · fact
- Jennifer Renee Bachino left Frost Investment Services for Spc (registered 2025-09-03)Jun 30, 2025 · Advisor changed firm · fact
- Gerard Christopher Rickhoff left Frost Investment Services for Capital Client Group, Inc. (registered 2025-06-30)Jun 16, 2025 · Advisor changed firm · fact
- Aleksandra Vargas left Frost Investment Services for Citigroup Global Markets Inc. (registered 2025-07-22)May 27, 2025 · Advisor changed firm · fact
- Pelham Staples left Frost Investment Services for J.P. Morgan Securities Llc (registered 2025-05-19)May 12, 2025 · Advisor changed firm · fact
- John Mcgillewie left Frost Investment Services for Charles Schwab & Co., Inc. (registered 2026-09-03)May 6, 2025 · Advisor changed firm · fact
- Scott Allen Spencer left Frost Investment Services for Thornhill Securities, Inc. (registered 2025-03-13)Feb 27, 2025 · Advisor changed firm · fact
- Austin Brannon Kroll left Frost Investment Services for 1900 Wealth (registered 2025-03-09)Feb 4, 2025 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 210.220.5000reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $22.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026