L•••••• C• K•••••••••

J••• M••••• S••••••••• L••wirehouseWinnetka, Ildual registrantIAPD 4667315

Certified Financial Planner

Feed of 09/14/2026

Also filed as L•••• K••••••••• K•••••••••

At current firm

2 y

since Nov 7, 2023

In the industry

22 y

since Oct 6, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Nov 7, 2023 · Winnetka, Il
C•••••• S••••• • C••• I••• national BD
Jan 26, 2022 to Oct 30, 2023 · Northbrook, Il
T• A••••••••• I••••••••• M••••••••• L•• former
Mar 11, 2019 to Sep 7, 2023 · Northbrook, Il
T• A••••••••• I••• former
Mar 11, 2019 to Oct 14, 2022 · Northbrook, Il
C•••• I••••••••• S••••••• C•••• former
Jul 6, 2005 to Sep 8, 2009 · Chicago, Il
B••• O•• S••••••••• C••••••••• unclassified
May 17, 2004 to Jul 6, 2005 · Lake Forest, Il
A••••••••• F•••••••• S•••••••• L•• national BD
Oct 6, 2003 to Feb 12, 2004 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to J••• M••••• S••••••••• L••
left Oct 30, 2023, registered Nov 7, 2023 (8 days) · Affiliated broker-dealer or bank to wirehouse
T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••
left Sep 7, 2023, registered Jan 26, 2022 (-589 days) · corporate re-registration, not a move
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Oct 14, 2022, registered Mar 11, 2019 (-1313 days) · corporate re-registration, not a move
C•••• I••••••••• S••••••• C•••• to T• A••••••••• I•••
left Sep 8, 2009, registered Mar 11, 2019 (3471 days) · Other
B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••
left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move
A••••••••• F•••••••• S•••••••• L•• to B••• O•• S••••••••• C•••••••••
left Feb 12, 2004, registered May 17, 2004 (95 days) · Other

Signals

••• Locked
Oct 30, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address