RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••••••• F•••••• D••• V••••
- R•••••• P•••••••• J•••••• independent RIA currentsince Mar 30, 2020 · Vienna, Va
- R•••••• P•••••••• J•••••• formerNov 11, 2011 to Mar 30, 2020 · Falls Church, Va
- G••••• S••••••••• I••• formerFeb 15, 2006 to May 9, 2011 · Bethesda, Md
- A••••••••• F•••••••• S•••••••• L•• national BDSep 11, 2003 to Jan 31, 2005 · Vienna, Va
- R•••••• P•••••••• J•••••• to R•••••• P•••••••• J••••••left Mar 30, 2020, registered Mar 30, 2020 (0 days) · channel change inside one enterprise, not a move · moved with a team
- G••••• S••••••••• I••• to R•••••• P•••••••• J••••••left May 9, 2011, registered Nov 11, 2011 (186 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to G••••• S••••••••• I•••left Jan 31, 2005, registered Feb 15, 2006 (380 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address