DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Rembert Pendleton Jackson
Legal name Ssb Wealth Management, Inc.
Latest filing Aug 12, 2026
First filing on the tape Nov 23, 2019 · 31 filings
SEC status approved since Jan 2, 2020
RAUM
$2.7B
reported, Item 5.F
Discretionary
50%
of RAUM
Private clients
96%
$2.6B individuals and HNW
Advisors
16
registered through the firm on IAPD
RAUM per advisor
$170M
derived; firm RAUM over IAPD count
Employees
20
15 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$2.7B as of Aug 12, 2026
Feb 29, 2020$1.6B then
HNW client RAUM$2.3B as of Aug 12, 2026
Feb 29, 2020$1.2B then
State-registered IARs (5.B.3)15 as of Aug 12, 2026
Feb 29, 202011 then
Employees (5.A)20 as of Aug 12, 2026
Feb 29, 202014 then
Private funds: no history
RAUM +15% over the last fiscal year+17% a year over threeIARs 13 to 15
Practice profile
derived from the filing of Aug 12, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $170MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 90derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $506,920derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 50%derivedof RAUM
- Institutional
- 3.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 16.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +15%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.3%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminars, otherreportedItem 5.G
- Custody
- $859M, 741 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.3B85%
- Individuals$302M11%
- Charitable organizations$96.6M3.5%
- Corporations and businesses$3.2M0.1%
- Pension and profit-sharing plans$141,9780.0%
- Individual clients
- 727reported
- HNW clients
- 707reported
- Pension plan clients
- 1reported
- Charitable clients
- 20reported
- Accounts
- 5,377reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $859M for 741 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
16 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Leslie David IrbyCertified Financial Planner | Vienna, Va | Mar 30, 2020 | 32 y | 2 |
| Elizabeth Frances Drew VerdiCertified Financial Planner | Vienna, Va | Mar 30, 2020 | 23 y | 3 |
| Daniel E JacksonCertified Financial Planner | Vienna, Va | Mar 30, 2020 | 12 y | 1 |
| John Kenneth WolffCertified Financial Planner | Vienna, Va | Mar 30, 2020 | 11 y | 1 |
| David Seth TeborCertified Financial Planner | Vienna, Va | Mar 30, 2020 | 11 y | 1 |
| Dwayne Anthony Jackson | Vienna, Va | Mar 30, 2020 | 35 y | 1 |
| Newton Gay PendletonCertified Financial Planner | Vienna, Va | Mar 30, 2020 | 36 y | 1 |
| Charles Ellis RembertCertified Financial Planner | Vienna, Va | Mar 30, 2020 | 33 y | 1 |
| Brett William RoperCertified Financial Planner | Vienna, Va | Mar 30, 2020 | 22 y | 1 |
| Elizabeth Steiner CloughCertified Financial Planner | Vienna, Va | Mar 30, 2020 | 19 y | 3 |
| Nicole Marie MongeonCertified Financial Planner | Vienna, Va | Sep 23, 2020 | 22 y | 1 |
| Daniel Joseph LarrabeeCertified Financial Planner | Vienna, Va | Jun 24, 2021 | 11 y | 0 |
| Bob Brafo Amoako | Vienna, Va | Aug 17, 2023 | 10 y | 1 |
| Payton Adam Rembert | Vienna, Va | May 17, 2025 | 13 y | 0 |
| Jeffrey Allen CanavanChartered Financial Analyst | Vienna, Va | Jun 17, 2025 | 19 y | 0 |
| Tyler Theodore Morris | Vienna, Va | Aug 2, 2025 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Bob Brafo Amoako from Commonwealth Financial NetworkAug 17, 2023 · Affiliated broker-dealer or bank to independent RIA
- Nicole Marie Mongeon from Ameriprise Financial Services, LLCSep 23, 2020 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 10 joined from Rembert Pendleton JacksonMar 30, 2020 · Falls Church, Va · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Kaslow Aaron · Secretarycontrolsince 01/2020 · owns less than 5%
- Louis Ramiro Caceres · Directorcontrolsince 01/2020 · owns less than 5%
- Charles Cullum · Treasurer, Directorcontrolsince 01/2020 · owns less than 5%
- Ngoc Anh Lam · Chief Compliance Officercontrolsince 08/2020 · owns less than 5%
- Gay Newton Pendleton · President, Directorcontrolsince 01/2020 · owns less than 5%
- Hobbs Christy Powell · Secretarycontrolsince 07/2026 · owns less than 5%
- Ellis Charles Rembert · Chief Executive Officer, Director Officercontrolsince 01/2020 · owns less than 5%
- William Brett Roper · President; Directorcontrolsince 01/2025 · owns less than 5%
Entity owners
- Sandy Spring Bank · Shareholderdirect · owns 75% or more · public reporting company
- Sandy Spring Bancorp, Inc. · Shareholderindirect · owns 75% or more of Sandy Spring Bank · public reporting company
Related persons
Schedule D 7.A
- Sandy Spring Bancorp, Inc.y
- Sandy Spring Bank Of Marylandy
- West Financial Services, Inc.investment advisernRAUM $2.8B
Advisers that list Rembert Pendleton Jackson as a related person
- 137497 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Vienna, Va · principal | 16 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
7 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Aug 12, 2026POWELL, CHRISTY, HOBBS (SECRETARY) appeared on Schedule A between the filings of 2020-09-09 and 2026-08-12peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Aug 12, 2026ROPER, BRETT, WILLIAM (PRESIDENT; DIRECTOR) appeared on Schedule A between the filings of 2020-09-09 and 2026-08-12peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Aug 12, 2026PENDLETON, NEWTON, GAY (PRESIDENT, DIRECTOR) left Schedule A between the filings of 2020-09-09 and 2026-08-12peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Aug 12, 2026CACERES, RAMIRO, LOUIS (DIRECTOR) left Schedule A between the filings of 2020-09-09 and 2026-08-12peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Aug 12, 2026LAM, ANH, NGOC (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2020-09-09 and 2026-08-12peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Aug 12, 2026Aaron, Kaslow (SECRETARY) left Schedule A between the filings of 2020-09-09 and 2026-08-12peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Aug 12, 2026Cullum, Charles (TREASURER, DIRECTOR) left Schedule A between the filings of 2020-09-09 and 2026-08-12peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 5,119 to 5,377Nov 3, 2025 to Mar 30, 2026
- Advisory employees · 13 to 15Nov 3, 2025 to Mar 30, 2026
- Charity clients · 22 to 20Nov 3, 2025 to Mar 30, 2026
- Corporate clients · 5 to 3Nov 3, 2025 to Mar 30, 2026
- HNW clients · 624 to 707Nov 3, 2025 to Mar 30, 2026
- Individual clients · 738 to 727Nov 3, 2025 to Mar 30, 2026
- Assets in custody · $355M to $859MNov 3, 2025 to Mar 30, 2026
- Employees · 17 to 20Nov 3, 2025 to Mar 30, 2026
- State-registered IARs · 13 to 15Nov 3, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.1B to $1.4BNov 3, 2025 to Mar 30, 2026
- HNW RAUM · $2.0B to $2.3BNov 3, 2025 to Mar 30, 2026
- Individual RAUM · $312M to $302MNov 3, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $1.3B to $1.4BNov 3, 2025 to Mar 30, 2026
- Pension RAUM · $131,572 to $141,978Nov 3, 2025 to Mar 30, 2026
- RAUM · $2.4B to $2.7BNov 3, 2025 to Mar 30, 2026
- Financial planning clients · 1-10 to 1-10Jun 10, 2025 to Jul 16, 2025
- Accounts · 4,775 to 5,119Aug 7, 2024 to Feb 13, 2025
- Charity clients · 23 to 22Aug 7, 2024 to Feb 13, 2025
- Corporate clients · 2 to 5Aug 7, 2024 to Feb 13, 2025
- HNW clients · 574 to 624Aug 7, 2024 to Feb 13, 2025
- Individual clients · 709 to 738Aug 7, 2024 to Feb 13, 2025
- Pension plan clients · 2 to 1Aug 7, 2024 to Feb 13, 2025
- Assets in custody · $1.1B to $355MAug 7, 2024 to Feb 13, 2025
- Discretionary RAUM · $728M to $1.1BAug 7, 2024 to Feb 13, 2025
- HNW RAUM · $1.7B to $2.0BAug 7, 2024 to Feb 13, 2025
- Individual RAUM · $312M to $312MAug 7, 2024 to Feb 13, 2025
- Non-discretionary RAUM · $1.4B to $1.3BAug 7, 2024 to Feb 13, 2025
- Pension RAUM · $4.0M to $131,572Aug 7, 2024 to Feb 13, 2025
- RAUM · $2.1B to $2.4BAug 7, 2024 to Feb 13, 2025
- Accounts · 4,047 to 4,775Jul 11, 2023 to Mar 21, 2024
- Advisory employees · 12 to 13Jul 11, 2023 to Mar 21, 2024
- Charity clients · 10 to 23Jul 11, 2023 to Mar 21, 2024
- Corporate clients · 0 to 2Jul 11, 2023 to Mar 21, 2024
- HNW clients · 514 to 574Jul 11, 2023 to Mar 21, 2024
- Individual clients · 632 to 709Jul 11, 2023 to Mar 21, 2024
- Pension plan clients · 1 to 2Jul 11, 2023 to Mar 21, 2024
- Assets in custody · $802M to $1.1BJul 11, 2023 to Mar 21, 2024
- Employees · 15 to 17Jul 11, 2023 to Mar 21, 2024
- Financial planning clients · 11-25 to 1-10Jul 11, 2023 to Mar 21, 2024
- HQ city · FALLS CHURCH to VIENNAJul 11, 2023 to Mar 21, 2024
Signals
7 dated events
- Rembert Pendleton Jackson reported 11 state-registered advisory representatives, up from 0 (2020-01-31 to 2020-02-29)Feb 29, 2020 · Advisor headcount change · derived
- Kaslow Aaron (Secretary) appeared on Schedule A of Rembert Pendleton JacksonFeb 29, 2020 · Control person joined · fact
- Ellis Charles Rembert (Chief Executive Officer, Chief Compliance Officer, Director) appeared on Schedule A of Rembert Pendleton JacksonJan 31, 2020 · Control person joined · fact
- Gay Newton Pendleton (President, Director) appeared on Schedule A of Rembert Pendleton JacksonJan 31, 2020 · Control person joined · fact
- Charles Cullum (Treasurer, Director) appeared on Schedule A of Rembert Pendleton JacksonJan 31, 2020 · Control person joined · fact
- Louis Ramiro Caceres (President) appeared on Schedule A of Rembert Pendleton JacksonJan 23, 2020 · Control person joined · fact
- Ssb Wealth Management, Inc. filed its initial SEC registration (Form ADV)Nov 23, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/REMBERT-PENDLETON-JACKSONreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 703-821-6655reportedpublic record, Form ADV, Aug 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $170Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026