RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• C• N•••••
- S•• W••••• A•••••••• L•• independent RIA currentsince Feb 1, 2024 · Parsippany, Nj
- N••••• F••••••••• L•• unclassifiedOct 3, 2005 to Jan 5, 2024 · Wakefield, Ma
- N••••• W••• F••••••••• L•• unclassifiedApr 15, 2004 to Dec 31, 2005 · Lynnfield, Ma
- F•••••••• P••••••• S••••••• unclassifiedSep 2, 1999 to Jun 3, 2004 · Lynnfield, Ma
- N••••• F••••••••• L•• to S•• W••••• A•••••••• L••left Jan 5, 2024, registered Feb 1, 2024 (27 days) · Other
- N••••• W••• F••••••••• L•• to N••••• F••••••••• L••left Dec 31, 2005, registered Oct 3, 2005 (-89 days) · Other
- F•••••••• P••••••• S••••••• to N••••• W••• F••••••••• L••left Jun 3, 2004, registered Apr 15, 2004 (-49 days) · Other
- B•••••• C• N••••• left N••••• F••••••••• L•• for S•• W••••• A•••••••• L•• (registered 2024-02-01)Jan 5, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address