DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Sax Wealth Advisors, LLC
Latest filing Aug 19, 2026
First filing on the tape Feb 17, 2012 · 55 filings
SEC status approved since Feb 28, 2008
RAUM
$3.6B
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
94%
$3.4B individuals and HNW
Advisors
44
registered through the firm on IAPD
RAUM per advisor
$81.7M
derived; firm RAUM over IAPD count
Employees
39
37 advisory (5.B.1)
Offices
10
beyond the principal office
Private funds
1
reported on Schedule D
History
55 filings and snapshots on the tape
RAUM$3.6B as of Aug 19, 2026
Aug 3, 2012$259M then
HNW client RAUM$2.8B as of Aug 19, 2026
Mar 27, 2018$590M then
State-registered IARs (5.B.3)37 as of Aug 19, 2026
Sep 12, 20136 then
Employees (5.A)39 as of Aug 19, 2026
Sep 12, 20138 then
Private funds1 as of Aug 19, 2026
Mar 10, 20261 then
RAUM +47% over the last fiscal year+41% a year over threeIARs 24 to 37offices 9 to 10
Practice profile
derived from the filing of Aug 19, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $81.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 36derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.0MderivedHNW RAUM over HNW clients
- Average account
- $662,384derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 1.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 4.0derived11 offices incl. principal (1.F.5)
- RAUM growth, one year
- +47%derivedbetween the last two annual amendments
- Advisor growth, one year
- +54%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +54%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $1.3B, 1,330 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.8B79%
- Individuals$552M15%
- Corporations and businesses$141M3.9%
- Pension and profit-sharing plans$30.1M0.8%
- Charitable organizations$27.7M0.8%
- Individual clients
- 881reported
- HNW clients
- 715reported
- Pension plan clients
- 23reported
- Charitable clients
- 6reported
- Accounts
- 5,429reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.3B for 1,330 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
44 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Kyle Robert Stawicki | Parsippany, Nj | Aug 1, 2008 | 19 y | 0 |
| Marie Decaprio | Parsippany, Nj | Apr 21, 2015 | 22 y | 1 |
| Jeremy David RhenCertified Financial Planner | Ewing, Nj | Sep 23, 2015 | 11 y | 0 |
| Joseph Anthony PielaCertified Financial Planner | Parsippany, Nj | Feb 23, 2016 | 19 y | 1 |
| Gregg Alan MunnCertified Financial Planner | Parsippany, Nj | Oct 23, 2017 | 12 y | 1 |
| Matthew BernocchiCertified Financial Planner | Wayne, Nj | Sep 18, 2019 | 10 y | 1 |
| Martin Douglas Parlato | Parsippany, Nj | Dec 6, 2019 | 45 y | 4 |
| Eric Michael Seidman | Parsippany, Nj | Aug 18, 2020 | 17 y | 0 |
| Alexandra Sara Hoff | Parsippany, Nj | Jul 8, 2021 | 10 y | 0 |
| Jack Logan Cassidy | Parsippany, Nj | Oct 26, 2022 | 10 y | 1 |
| Alexa TambascoChartered Financial Consultant | Parsippany, Nj | Mar 21, 2023 | 12 y | 0 |
| Jonathan ShenCertified Financial Planner | Parsippany, Nj | May 9, 2023 | 12 y | 1 |
| Adam Todd GoldbergCertified Financial Planner | Parsippany, Nj | Sep 13, 2023 | 14 y | 3 |
| Rachael Leah Decosta | Parsippany, Nj | Oct 5, 2023 | 24 y | 3 |
| Barbara C. NevilsCertified Financial Planner | Parsippany, Nj | Feb 1, 2024 | 27 y | 3 |
| Jennifer E LeongCertified Financial Planner | Parsippany, Nj | Mar 26, 2024 | 19 y | 4 |
| William Patrick ConnorCertified Financial Planner, Chartered Financial Analyst | Parsippany, Nj | Apr 4, 2024 | 26 y | 4 |
| Kenneth Frank RobinsonCertified Financial Planner | Rocky River, Oh | Feb 6, 2025 | 24 y | 1 |
| Valerie Louise Peck | Parsippany, Nj | Feb 7, 2025 | 23 y | 2 |
| Wayne Albert PampaloniCertified Financial Planner | Myrtle Beach, Sc | Feb 27, 2025 | 34 y | 4 |
| Jamie Michael LimaCertified Financial Planner | Valley Center, Ca | Apr 10, 2025 | 20 y | 9 |
| John Edward TevnanCertified Financial Planner | Parsippany, Nj | Apr 27, 2025 | 10 y | 1 |
| Jill C. HennesseyCertified Financial Planner | Salem, Ma | Apr 28, 2025 | 15 y | 1 |
| Luke Zulauf | Parsippany, Nj | Apr 29, 2025 | 11 y | 5 |
| Ryan Michael Freda | Lafayette, Nj | Aug 28, 2025 | 11 y | 0 |
| Leslie Weisz VasvariChartered Financial Analyst | Parsippany, Nj | Oct 12, 2025 | 14 y | 0 |
| Dale Frederick Cors | San Diego, Ca | Oct 21, 2025 | 31 y | 2 |
| Paul Nicholas WinterCertified Financial Planner, Chartered Financial Analyst | Parsippany, Nj | Nov 6, 2025 | 37 y | 1 |
| Derrick Sean Morgan | Charlotte, Nc | Jan 24, 2026 | 13 y | 0 |
| Christopher Patrick Clancy | Parsippany, Nj | Jan 28, 2026 | 10 y | 1 |
| Irfan BhabhrawalaCertified Financial Planner | Parsippany, Nj | Feb 2, 2026 | 12 y | 2 |
| David Francis ScheidelPersonal Financial Specialist | Parsippany, Nj | Feb 2, 2026 | 33 y | 2 |
| Constance Joy HerrstromCertified Financial Planner | Roosevelt, Nj | Mar 3, 2026 | 36 y | 2 |
| Brian David ReamCertified Financial Planner | Parsippany, Nj | Mar 11, 2026 | 34 y | 2 |
| Kirk Edmund LoerwaldCertified Financial Planner | Mishawaka, In | Mar 19, 2026 | 21 y | 3 |
| Anthony Joaquin Gomez | Parsippany, Nj | Mar 30, 2026 | 10 y | 0 |
| Miriam Mckenna WhiteleyCertified Financial Planner | Eugene, Or | Mar 31, 2026 | 10 y | 2 |
| Marnie Beecher HardsCertified Financial Planner | Parsippany, Nj | Mar 31, 2026 | 29 y | 1 |
| Lauren Phyllis PrinceCertified Financial Planner | Parsippany, Nj | Apr 1, 2026 | 34 y | 3 |
| Mark Allen Parsons | Vero Beach, Fl | Apr 10, 2026 | 34 y | 5 |
Advisor movement
1 left, 15 joined in 12 months
net +14 in 12 months0 left in 90 days2 joined in 90 daysdeparture rate 2.3% of current headcount3 left over 36 months
Left, latest
- Joseph L Corbett to Sowell ManagementNov 11, 2025 · RIA to RIA
- Richard Bryan Meyers to Advisors Capital Management, LLCDec 10, 2024 · RIA to RIA
- Brian Patrick Heath to Conviction Wealth Management LLCMay 14, 2024 · RIA to a state-registered adviser
- Paul Cheransky to Jeffrey N. Mehler, CFP LLCMar 24, 2023 · RIA to RIA
- Michael John Falco to Falco Wealth ManagementFeb 3, 2023 · RIA to a state-registered adviser
- Sabrina Abdelaaty to Hightower Advisors, LLCFeb 4, 2019 · RIA to affiliated broker-dealer or bank
Joined, latest
- Gavin O Charlton from Regency Wealth ManagementAug 11, 2026 · RIA to RIA
- Nicholas Simon Dubac from LPL Enterprise, LLCJun 30, 2026 · Affiliated broker-dealer or bank to independent RIA
- Frank Armand Sisti from Citizens Securities, Inc.Apr 16, 2026 · Affiliated broker-dealer or bank to independent RIA
- Jenna Lena Passerini from Equitable Advisors, LLCApr 14, 2026 · Affiliated broker-dealer or bank to independent RIA
- Mark Allen Parsons from Parsons Financial Group, LLCApr 10, 2026 · Other
- Lauren Phyllis Prince from Prince Financial Advisory LLCApr 1, 2026 · RIA to RIA
- Marnie Beecher Hards from Aznar Financial Advisors, LLCMar 31, 2026 · RIA to RIA
- Miriam Mckenna Whiteley from Lifecraft Financial Planning, LLCMar 31, 2026 · Other
- Kirk Edmund Loerwald from First Command Advisory ServicesMar 19, 2026 · Affiliated broker-dealer or bank to independent RIA
- Brian David Ream from Cliftonlarsonallen Wealth Advisors, LLCMar 11, 2026 · Affiliated broker-dealer or bank to independent RIA
- Constance Joy Herrstrom from Premier Financial Planning, Inc.Mar 3, 2026 · Other
- Irfan Bhabhrawala from Arbor FinancialFeb 2, 2026 · RIA to RIA
- Christopher Patrick Clancy from Global Wealth Strategies And Associates, LLCJan 28, 2026 · RIA to RIA
- Paul Nicholas Winter from Five Seasons Financial Planning LLCNov 6, 2025 · RIA to RIA
- Dale Frederick Cors from Cors Financial PlanningOct 21, 2025 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from BakeravenueMar 29, 2024 · New York, Ny
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Saxwa Strategic Income Fund, L.P. | $19.3M | 1 | Aug 19, 2026 |
Owners and control persons
Schedule A and B, latest filing
- Anthony Joseph Damiano · Ceo (Managing Member)controlsince 07/2025 · owns less than 5%
- James Trevor Hodges · Chief Compliance Officer / Chief Operating Officercontrolsince 07/2024 · owns less than 5%
- Robert Kyle Stawicki · Member / Managing Partnercontrolsince 01/2015 · owns less than 5%
Entity owners
- Sax Advisory Group, LLC · Ownerdirect · owns 75% or more
- Sax Llp · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- Sax Llpinsurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Parsippany, Nj · principal | 44 | 20 | 0 | ||
| Ewing, Nj | 2 | 0 | 0 | ||
| Jacksonville, Fl | 2 | 0 | 0 | ||
| Morris Plains, Nj | 2 | 2 | 0 | ||
| New York, Ny | 2 | 2 | 0 | ||
| Lakewood Ranch, Fl | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Concord, MA2 employees
- Ewing, NJ2 employees
- Jacksonville, FL1 employees
- Londonderry, NH1 employees
- New York, NY1 employees
- Wakefield, MA1 employees
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Aug 19, 2026DAMIANO, JOSEPH, ANTHONY (CEO (MANAGING MEMBER)) appeared on Schedule A between the filings of 2024-07-30 and 2026-08-19peers: independent wealth managers, $1B to $5B (1,360)
- new owner headcount expandsCombination · filing Apr 22, 2026SAX ADVISORY GROUP, LLC joined Schedule A on the filing of 2026-08-19; advisors 24.0 to 37.0 between the annual amendments of 2025-02-20 and 2026-04-22peers: independent wealth managers, $1B to $5B (1,360)
- advisor count surgeChange between filings · filing Apr 22, 2026advisory representatives (Item 5.B.3) moved from 24.0 to 37.0 (+54.0%) between the annual amendments of 2025-02-20 and 2026-04-22; the peer median change was 0.0% (999 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $1B to $5B (999) · 96% percentile
- client count surgeChange between filings · filing Apr 22, 2026individual and HNW clients (Item 5.D) moved from 1,039.0 to 1,596.0 (+54.0%) between the annual amendments of 2025-02-20 and 2026-04-22; the peer median change was +5.0% (1132 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,132) · 96% percentile
- RAUM up 25 %Change between filings · filing Apr 22, 2026RAUM (Item 5.F) moved from $2,440,851,802 to $3,596,080,962 (+47.0%) between the annual amendments of 2025-02-20 and 2026-04-22; the peer median change was +17.0% (1297 comparable advisers, 92.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,297) · 92% percentile
What changed
consecutive filings, newest first
- Other offices · 9 to 10Jun 17, 2026 to Aug 19, 2026
- Accounts · 3,685 to 5,429Feb 5, 2026 to Mar 10, 2026
- Advisory employees · 24 to 37Feb 5, 2026 to Mar 10, 2026
- Charity clients · 7 to 6Feb 5, 2026 to Mar 10, 2026
- Corporate clients · 18 to 30Feb 5, 2026 to Mar 10, 2026
- HNW clients · 482 to 715Feb 5, 2026 to Mar 10, 2026
- Individual clients · 557 to 881Feb 5, 2026 to Mar 10, 2026
- Pension plan clients · 22 to 23Feb 5, 2026 to Mar 10, 2026
- Assets in custody · $1.0B to $1.3BFeb 5, 2026 to Mar 10, 2026
- Financial planning clients · 26-50 to 51-100Feb 5, 2026 to Mar 10, 2026
- State-registered IARs · 24 to 37Feb 5, 2026 to Mar 10, 2026
- Private funds · unset to 1Feb 5, 2026 to Mar 10, 2026
- Discretionary RAUM · $2.4B to $3.5BFeb 5, 2026 to Mar 10, 2026
- HNW RAUM · $2.0B to $2.8BFeb 5, 2026 to Mar 10, 2026
- Individual RAUM · $321M to $552MFeb 5, 2026 to Mar 10, 2026
- Non-discretionary RAUM · $52.8M to $111MFeb 5, 2026 to Mar 10, 2026
- Pension RAUM · $20.5M to $30.1MFeb 5, 2026 to Mar 10, 2026
- RAUM · $2.4B to $3.6BFeb 5, 2026 to Mar 10, 2026
- Financial planning clients · 26-50 to 26-50Feb 20, 2025 to Jul 2, 2025
- Accounts · 2,716 to 3,685Dec 9, 2024 to Feb 20, 2025
- Advisory employees · 15 to 24Dec 9, 2024 to Feb 20, 2025
- Corporate clients · 16 to 18Dec 9, 2024 to Feb 20, 2025
- HNW clients · 349 to 482Dec 9, 2024 to Feb 20, 2025
- Individual clients · 444 to 557Dec 9, 2024 to Feb 20, 2025
- Pension plan clients · 19 to 22Dec 9, 2024 to Feb 20, 2025
- Assets in custody · $779M to $1.0BDec 9, 2024 to Feb 20, 2025
- Employees · 23 to 39Dec 9, 2024 to Feb 20, 2025
- Financial planning clients · 51-100 to 26-50Dec 9, 2024 to Feb 20, 2025
- State-registered IARs · 15 to 24Dec 9, 2024 to Feb 20, 2025
- Other offices · 6 to 9Dec 9, 2024 to Feb 20, 2025
- Discretionary RAUM · $1.7B to $2.4BDec 9, 2024 to Feb 20, 2025
- HNW RAUM · $1.4B to $2.0BDec 9, 2024 to Feb 20, 2025
- Individual RAUM · $205M to $321MDec 9, 2024 to Feb 20, 2025
- Non-discretionary RAUM · $33.6M to $52.8MDec 9, 2024 to Feb 20, 2025
- Pension RAUM · $14.5M to $20.5MDec 9, 2024 to Feb 20, 2025
- RAUM · $1.7B to $2.4BDec 9, 2024 to Feb 20, 2025
- Other offices · 5 to 6Mar 22, 2024 to Jul 30, 2024
- Accounts · 2,664 to 2,716Nov 7, 2023 to Mar 22, 2024
- Advisory employees · 13 to 15Nov 7, 2023 to Mar 22, 2024
- Charity clients · 6 to 7Nov 7, 2023 to Mar 22, 2024
Signals
12 dated events
- Sax Wealth Advisors, Llc reported 37 state-registered advisory representatives, up from 24 (2026-02-05 to 2026-03-10)Mar 10, 2026 · Advisor headcount change · derived
- Sax Wealth Advisors, Llc reported RAUM $3.6B, up 47% from $2.4B (2026-02-05 to 2026-03-10)Mar 10, 2026 · RAUM change · derived
- Joseph L Corbett left Sax Wealth Advisors, Llc for Sowell Management (registered 2026-02-20)Nov 11, 2025 · Advisor changed firm · fact
- Sax Wealth Advisors, Llc reported RAUM $2.4B, up 40% from $1.7B (2024-12-09 to 2025-02-20)Feb 20, 2025 · RAUM change · derived
- Richard Bryan Meyers left Sax Wealth Advisors, Llc for Advisors Capital Management, Llc (registered 2025-03-10)Dec 10, 2024 · Advisor changed firm · fact
- James Trevor Hodges (Chief Compliance Officer / Chief Opperating Officer) appeared on Schedule A of Sax Wealth Advisors, LlcJul 30, 2024 · Control person joined · fact
- Brian Patrick Heath left Sax Wealth Advisors, Llc for Conviction Wealth Management Llc (registered 2025-02-25)May 14, 2024 · Advisor changed firm · fact
- 2 advisors left Bakeravenue (New York, NY) for Sax Wealth Advisors, LLC within 10 daysMar 29, 2024 · Team lift-out · derived
- Sax Wealth Advisors, Llc reported RAUM $1.7B, up 35% from $1.3B (2023-11-07 to 2024-03-22)Mar 22, 2024 · RAUM change · derived
- Paul Cheransky left Sax Wealth Advisors, Llc for Jeffrey N. Mehler, Cfp Llc (registered 2023-04-12)Mar 24, 2023 · Advisor changed firm · fact
- Michael John Falco left Sax Wealth Advisors, Llc for Falco Wealth Management (registered 2023-10-30)Feb 3, 2023 · Advisor changed firm · fact
- Sax Wealth Advisors, Llc reported RAUM $895.3M, up 46% from $613.4M (2018-02-14 to 2018-03-27)Mar 27, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- SAX Wealth Advisors, LLC · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Business phone
- 216-688-3737reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 212-685-7000reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 203-438-1709reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/SAX-WEALTH-ADVISORS-LLCreportedpublic record, Form ADV, Sep 17, 2026
- Website
- saxathletes.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 973-859-2199reportedpublic record, Form ADV, Aug 19, 2026
- Contact form
- saxwa.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- saxwa.com/meet-the-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $81.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026