RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• K•••••• B•••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Feb 7, 2025 · Eugene, Or
- M••••••• formerMar 2, 2018 to Mar 27, 2025 · Eugene, Or
- W•••••• • R••• formerDec 16, 2008 to Feb 14, 2018 · Denver, Co
- A••••••••• F•••••••• S•••••••• L•• national BDOct 3, 2006 to Feb 7, 2008 · Phoenix, Az
- M••••••• to F•••• P••••••• W•••••• L••left Mar 27, 2025, registered Feb 7, 2025 (-48 days) · corporate re-registration, not a move
- W•••••• • R••• to M•••••••left Feb 14, 2018, registered Mar 2, 2018 (16 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to W•••••• • R•••left Feb 7, 2008, registered Dec 16, 2008 (313 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address