DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
L••• C••••••
Feed of 09/14/2026
Also filed as L••• Felipe C••••••
At current firm
8 y
since Jul 6, 2018
In the industry
23 y
since Aug 30, 2003 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• W••••• P•••••••• L•• BD affiliated currentsince Sep 18, 2019 · Beachwood, Oh
- S•••••• W••••• A••••••• L•• independent RIA currentsince Jul 6, 2018 · Beachwood, Oh
- M••••• S•••••• D• I••• unclassifiedSep 18, 2003 to Apr 16, 2004 · Hallandale, Fl
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• D• I••• to S•••••• W••••• A••••••• L••left Apr 16, 2004, registered Jul 6, 2018 (5194 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address