RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• R••• M•••••
- M•••••• F•••••••• G••••• L•• state registered currentsince Feb 21, 2025 · Lancaster, Pa
- M•••••• F•••••••• G••••• L•• state registeredMay 21, 2018 to Dec 31, 2024 · Lancaster, Pa
- W•••••••• A••••••• I•• formerAug 25, 2017 to Sep 11, 2018 · Lancaster, Pa
- C••••• A•••••• N••••••• L•• formerNov 13, 2014 to May 18, 2018 · Mechanicsburg, Pa
- M•• I•••••••• S•••••••• L•• BD affiliatedAug 4, 2010 to Oct 30, 2014 · Lancaster, Pa
- W•••••• • A••••••••• L••• unclassifiedFeb 10, 2006 to Dec 31, 2006 · Lancaster, Pa
- E•••••••• A•••••••• L•• national BDJun 22, 2004 to Oct 13, 2005 · Lancaster, Pa
- W•••••••• A••••••• I•• to M•••••• F•••••••• G••••• L••left Sep 11, 2018, registered May 21, 2018 (-113 days) · RIA to a state-registered adviser
- C••••• A•••••• N••••••• L•• to W•••••••• A••••••• I••left May 18, 2018, registered Aug 25, 2017 (-266 days) · Other
- M•• I•••••••• S•••••••• L•• to C••••• A•••••• N••••••• L••left Oct 30, 2014, registered Nov 13, 2014 (14 days) · Other
- W•••••• • A••••••••• L••• to M•• I•••••••• S•••••••• L••left Dec 31, 2006, registered Aug 4, 2010 (1312 days) · Other
- E•••••••• A•••••••• L•• to W•••••• • A••••••••• L•••left Oct 13, 2005, registered Feb 10, 2006 (120 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address