DFX Intelligence
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Registered advisor
K••••••• R••• N•••••
Feed of 09/14/2026
Also filed as K••••••• E• R••••••••• E•••••••• R••••••••• R• N•••••
At current firm
0 y
since Feb 10, 2026
In the industry
23 y
since Aug 25, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Feb 10, 2026 · Burlington, Vt
- U•• F•••••••• S••••••• I••• wirehouseAug 21, 2012 to Feb 20, 2026 · South Burlington, Vt
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 23, 2011 to Jun 25, 2012 · Ithaca, Ny
- U•• F•••••••• S••••••• I••• wirehouseJul 5, 2006 to Aug 26, 2009 · South Burlington, Vt
- M••••• S•••••• D• I••• unclassifiedMay 26, 2004 to Aug 10, 2005 · Burlington, Vt
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Feb 20, 2026, registered Feb 10, 2026 (-10 days) · Wirehouse to wirehouse · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Jun 25, 2012, registered Aug 21, 2012 (57 days) · Wirehouse to wirehouse
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 26, 2009, registered May 23, 2011 (635 days) · Wirehouse to wirehouse
- M••••• S•••••• D• I••• to U•• F•••••••• S••••••• I•••left Aug 10, 2005, registered Jul 5, 2006 (329 days) · Other
Signals
- ••• LockedFeb 20, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address