RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• M• C••••••
- C•••••• F•••••••• S••••••• L•• state registered currentsince Nov 26, 2013 · Fredericktown, Oh
- C••••••• A•••• M••••••••• L•• BD affiliatedMar 22, 2011 to Dec 31, 2012 · Columbus, Oh
- T• A••••••••• I••••••••• M••••••••• L•• formerDec 18, 2009 to Apr 8, 2010 · Beachwood, Oh
- T• A••••••••• I••• formerDec 18, 2009 to Apr 8, 2010 · Orange Village, Oh
- B•••••• W••••• M••••••••• L•• formerApr 8, 2009 to Jul 23, 2009 · Westerville, Oh
- M•• F•••••••• S•••••••• I••• formerOct 4, 2004 to Apr 23, 2009 · Dublin, Oh
- C••••••• A•••• M••••••••• L•• to C•••••• F•••••••• S••••••• L••left Dec 31, 2012, registered Nov 26, 2013 (330 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Apr 8, 2010, registered Dec 18, 2009 (-111 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Apr 8, 2010, registered Dec 18, 2009 (-111 days) · Other
- B•••••• W••••• M••••••••• L•• to T• A••••••••• I•••left Jul 23, 2009, registered Dec 18, 2009 (148 days) · Other
- M•• F•••••••• S•••••••• I••• to B•••••• W••••• M••••••••• L••left Apr 23, 2009, registered Apr 8, 2009 (-15 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address