DFX Intelligence
RIA Intelligence
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Registered advisor
J••• C••••••••• L•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as J••• L•••••
At current firm
15 y
since Jan 6, 2011
In the industry
22 y
since Sep 26, 2003 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- N•• H••••• F•••••••• G••••• L•• independent RIA currentsince Jan 6, 2011 · Worcester, Ma
- C••••••••• F•••••••• N•••••• national BDJan 20, 2005 to Dec 31, 2010 · Leominster, Ma
Moves
a registration end followed by a registration begin elsewhere
- C••••••••• F•••••••• N•••••• to N•• H••••• F•••••••• G••••• L••left Dec 31, 2010, registered Jan 6, 2011 (6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address