DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• E••••• M•••••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedVirginia Beach, Va dual registrantIAPD 4675462

Feed of 09/15/2026

Also filed as Mike M•••••

At current firm

5 y

since Apr 23, 2021

In the industry

22 y

since Oct 10, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since Apr 23, 2021 · Virginia Beach, Va
O•••• F•• I••• former
Feb 4, 2014 to Apr 28, 2021 · Virginia Beach, Va
M•• F•••••••• S•••••••• I••• former
Jul 3, 2007 to Feb 19, 2014 · Chesapeake, Va
M•• I•••••••• S•••••••• L•• BD affiliated
May 18, 2004 to Jul 3, 2007 · Virginia Beach, Va
E•••••••• A•••••••• L•• national BD
Oct 13, 2003 to Feb 23, 2004 · Virginia Beach, Va

Moves

a registration end followed by a registration begin elsewhere

O•••• F•• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Apr 28, 2021, registered Apr 23, 2021 (-5 days) · corporate re-registration, not a move
M•• F•••••••• S•••••••• I••• to O•••• F•• I•••
left Feb 19, 2014, registered Feb 4, 2014 (-15 days) · Other
M•• I•••••••• S•••••••• L•• to M•• F•••••••• S•••••••• I•••
left Jul 3, 2007, registered Jul 3, 2007 (0 days) · Other
E•••••••• A•••••••• L•• to M•• I•••••••• S•••••••• L••
left Feb 23, 2004, registered May 18, 2004 (85 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address