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Registered advisor
O•••• M• D•••••••
Feed of 09/14/2026
Also filed as Ozzie M. D•••••••
At current firm
14 y
since Jan 3, 2012
In the industry
22 y
since Oct 23, 2003 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
8
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• C•••••• C••••••••• asset manager currentsince Jan 3, 2012 · Bellingham, Wa
- W•••• F•••• I••••••••• L•• unclassifiedOct 24, 2003 to Jul 21, 2008 · Long Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• I••••••••• L•• to S•••••• C•••••• C•••••••••left Jul 21, 2008, registered Jan 3, 2012 (1261 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address