DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
S•••••• C•••••• C•••••••••
Latest filing Feb 27, 2026
First filing on the tape Mar 30, 2012 · 40 filings
SEC status approved since Oct 30, 1989
RAUM
$8.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
2.3%
$199M individuals and HNW
Advisors
33
registered through the firm on IAPD
RAUM per advisor
$261M
derived; firm RAUM over IAPD count
Employees
83
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
40 filings and snapshots on the tape
RAUM$8.6B as of Feb 27, 2026
Oct 2, 2012$3.9B then
HNW client RAUM$183M as of Feb 27, 2026
Sep 28, 2018$53.8M then
State-registered IARs (5.B.3)27 as of Feb 27, 2026
Oct 2, 20120 then
Employees (5.A)83 as of Feb 27, 2026
Sep 27, 201359 then
Private funds: no history
RAUM +2.7% over the last fiscal year+19% a year over threeIARs 28 to 27offices 1 to 0
Practice profile
derived from the filing of Feb 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $261MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 2derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.7MderivedHNW RAUM over HNW clients
- Average account
- $67.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 33.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- -3.6%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +17%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- $254MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$8.3B96%
- High-net-worth individuals$183M2.1%
- Pooled investment vehicles$94.9M1.1%
- Charitable organizations$41.0M0.5%
- Corporations and businesses$17.1M0.2%
- Individuals$15.9M0.2%
- Individual clients
- 20reported
- HNW clients
- 50reported
- Pension plan clients
- n/areported
- Charitable clients
- 8reported
- Accounts
- 128reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.02 fund_share=0.97 institutional_share=0.0 related_bd=true related_bank=false bd_reps=72.0derived
Advisors registered through the firm
33 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••• A•••• S•••• | Bellingham, Wa | Nov 17, 2009 | 26 y | 1 |
| O•••• M• D••••••• | Yorba Linda, Ca | Jan 3, 2012 | 22 y | 1 |
| S•••• F•••••••• K••••Chartered Financial Analyst | Bellingham, Wa | Jan 3, 2013 | 32 y | 0 |
| P••••• S•••••• M••••••• | Bellingham, Wa | Dec 17, 2021 | 10 y | 0 |
| J••• A••••• C••••••• | Bellingham, Wa | Dec 20, 2021 | 37 y | 1 |
| H•• K• W••••••• | Garland, Tx | Jan 3, 2022 | 15 y | 0 |
| K•••• M•••• M••• | Bellingham, Wa | Mar 29, 2022 | 11 y | 0 |
| P•••••• L•••• T••••••••• | Bellingham, Wa | Apr 4, 2022 | 11 y | 0 |
| R••••• J•••• H•••• | Bellingham, Wa | Apr 4, 2022 | 16 y | 0 |
| M•••• K••••••• V••••••••• | Bellingham, Wa | Apr 4, 2022 | 10 y | 0 |
| R••• P•••••• G••••• | Weymouth, Ma | Jul 26, 2022 | 20 y | 0 |
| E•••••••• W••••••••• A••Chartered Financial Analyst | Bellingham, Wa | Jul 26, 2022 | 19 y | 0 |
| S•••• D••••• S• C•••• | Bellingham, Wa | Jul 26, 2022 | 10 y | 0 |
| P•••••• T•••••• D•••Certified Financial Planner, Chartered Financial Analyst | Bellingham, Wa | Sep 30, 2022 | 30 y | 1 |
| L••• S•••••• Z•••••••Chartered Financial Analyst | Bellingham, Wa | Oct 10, 2022 | 12 y | 0 |
| M•••• C••••• L•••• | Bellingham, Wa | Nov 25, 2022 | 11 y | 0 |
| R••••• F• K••••• | Bellingham, Wa | Dec 19, 2022 | 25 y | 0 |
| G•• O••• G••••••• | Bellingham, Wa | Dec 19, 2022 | 15 y | 1 |
| H•••••• A••••••• | Bellingham, Wa | Sep 27, 2023 | 27 y | 5 |
| N••••••• T•••••• V••••••••• | Bellingham, Wa | Oct 25, 2023 | 10 y | 0 |
| S•••• T•••• | Carteret, Nj | Nov 3, 2023 | 11 y | 1 |
| A•••• E••••• | Bellingham, Wa | Mar 27, 2024 | 11 y | 0 |
| L••• A•••• M•••• | Bellingham, Wa | Mar 27, 2024 | 12 y | 0 |
| W•••••• B••••• J••••Chartered Financial Analyst | Bellingham, Wa | Oct 23, 2024 | 10 y | 0 |
| J••• R•••••• | Bellingham, Wa | Jan 30, 2025 | 10 y | 0 |
| B••••••• M••••• | Bellingham, Wa | Apr 2, 2025 | 11 y | 0 |
| M••••••• E• S•••••• | Titusville, Nj | Jun 2, 2025 | 38 y | 3 |
| S••••• D••••Chartered Financial Analyst | Bellingham, Wa | Oct 30, 2025 | 11 y | 0 |
| A••• I•••••• | Bellingham, Wa | Nov 14, 2025 | 11 y | 1 |
| J••••• D•••••• | Bellingham, Wa | Nov 20, 2025 | 12 y | 0 |
| B•••• R••••• F•••••Chartered Financial Analyst | Bellingham, Wa | Nov 21, 2025 | 28 y | 0 |
| J••• E••••• H••••• | Bellingham, Wa | Jan 6, 2026 | 13 y | 0 |
| B•••••• B••••• | Bellingham, Wa | Apr 10, 2026 | 13 y | 5 |
Advisor movement
2 left, 2 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 6.1% of current headcount2 left over 36 months
Left, latest
- D••••• Y••• K•• to P••••••• G••••• I•••••••• L••Apr 15, 2026 · Other
- D•••• J•• G•••••• to K••••• A••••••• S•••••••• L••Oct 16, 2025 · Other
- B••••• N••••• T•••••• H•••• to R•• C•••••• M••••••• L••Jun 9, 2023 · Other
- C••••••••• W•••••• L••• to T••••••••• C•••••• M••••••••• L••Apr 26, 2023 · Other
- S••••• S••• S•••••• to F••••••Feb 16, 2023 · Other
- H•••••• A••••••• to W••••Mar 18, 2022 · Other
- A•••• L• S••••• to T••••••••• C•••••• M••••••••• L••Nov 26, 2019 · Other
- J••• D• S•••• to M••••• S••••••Mar 11, 2015 · Other
- S••• M••••••• A•• F••••• to P•••••••• I•••••••• O• A••••••Dec 17, 2012 · Other
- R••••• C•••••• V••••• to W••••• S••••• S••••••••• I•••Apr 2, 2008 · Other
Joined, latest
- B•••••• B••••• from A•••• I••••••••• M••••••••• L••Apr 10, 2026 · Other
- A••• I•••••• from T••••••• I••••••••• M••••••••• I•••Nov 14, 2025 · Other
- M••••••• E• S•••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jun 2, 2025 · Other
- D••••• Y••• K•• from B••••••••• C••••••Nov 28, 2023 · Other
- S•••• T•••• from J••• M••••• S••••••••• L••Nov 3, 2023 · Other
- H•••••• A••••••• from W••••Sep 27, 2023 · Other
- G•• O••• G••••••• from E••••• J••••Dec 19, 2022 · Other
- P•••••• T•••••• D••• from U•• F•••••••• S••••••• I•••Sep 30, 2022 · Other
- S••••• S••• S•••••• from J••• M••••• S••••••••• L••Dec 24, 2021 · Other
- J••• A••••• C••••••• from S••••••••• A•••••• A•••••••• I•••Dec 20, 2021 · Other
- H•••••• A••••••• from A••••• A•• P••••••• S•••••••Aug 11, 2016 · Other
- A•••• L• S••••• from L•• F•••••••• L••Jan 11, 2013 · Other
- J••• D• S•••• from M••••• S••••••Apr 4, 2012 · Other
- S••• M••••••• A•• F••••• from B• C• Z•••••• A•• C••••••Jan 4, 2012 · Other
- O•••• M• D••••••• from W•••• F•••• I••••••••• L••Jan 3, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••• J•••• K••••• · Executive Chair, Presidentcontrolsince 02/2001 · owns 50% to 75%
- C••••• E•••••• S•••• · Chief Legal Officer, Secretarycontrolsince 07/2022 · owns less than 5%
- F••••••••• C••••••••• R••• · Executive Director, Chief Operations Officercontrolsince 01/2006 · owns less than 5%
- H••••• K••••• M••••• · Executive Director, Chief Financial Officer, Treasurercontrolsince 09/2018 · owns less than 5%
- K•••••• N•••••••• F••••••• · Founder And Global Strategistcontrolsince 08/1989 · owns 25% to 50%
- K•••••• R•••••• F• · Executive Director, Vp Of Institutional Salescontrolsince 05/2024 · owns less than 5%
- S••••• M••••• A•••• · Executive Director, Executive Vice Presidentcontrolsince 06/2005 · owns less than 5%
- L••••• M••••••• E••• · Chief Compliance Officersince 09/2012 · owns less than 5%
- M••••••••• P•••••• S••• · Directorsince 08/1994 · owns less than 5%
- M••••• M••••••• K• · Independent Directorsince 02/2024 · owns less than 5%
- M•••••• D••••• · Independent Directorsince 04/2013 · owns less than 5%
- S••••••• J••••• A••••• · Anti-Money Laundering Officersince 08/2014 · owns less than 5%
Related persons
Schedule D 7.A
- S•••••• B•••••••• S•••••••• I••broker-dealery
- S•••••• S••• B•••investment adviserpooled vehicle sponsory
- S•••••• T•••• C••••••y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bellingham, Wa · principal | 33 | 6 | 2 |
Offices
Schedule D 1.F, the 25 largest
- Bellingham, WA2 employees
What changed
consecutive filings, newest first
- Accounts · 111 to 128Aug 24, 2025 to Sep 29, 2025
- Advisory employees · 15 to 13Aug 24, 2025 to Sep 29, 2025
- BD registered reps · 73 to 72Aug 24, 2025 to Sep 29, 2025
- Corporate clients · 6 to 8Aug 24, 2025 to Sep 29, 2025
- HNW clients · 42 to 50Aug 24, 2025 to Sep 29, 2025
- Individual clients · 18 to 20Aug 24, 2025 to Sep 29, 2025
- Employees · 80 to 83Aug 24, 2025 to Sep 29, 2025
- Financial planning clients · 1-10 to 11-25Aug 24, 2025 to Sep 29, 2025
- State-registered IARs · 28 to 27Aug 24, 2025 to Sep 29, 2025
- Other offices · 1 to 0Aug 24, 2025 to Sep 29, 2025
- Discretionary RAUM · $8.4B to $8.6BAug 24, 2025 to Sep 29, 2025
- HNW RAUM · $161M to $183MAug 24, 2025 to Sep 29, 2025
- Individual RAUM · $13.8M to $15.9MAug 24, 2025 to Sep 29, 2025
- Pooled vehicle RAUM · $113M to $94.9MAug 24, 2025 to Sep 29, 2025
- RAUM · $8.4B to $8.6BAug 24, 2025 to Sep 29, 2025
- Financial planning clients · 1-10 to 1-10Dec 13, 2024 to Feb 19, 2025
- Accounts · 115 to 111May 31, 2024 to Sep 27, 2024
- Advisory employees · 13 to 15May 31, 2024 to Sep 27, 2024
- BD registered reps · 65 to 73May 31, 2024 to Sep 27, 2024
- Charity clients · 9 to 8May 31, 2024 to Sep 27, 2024
- HNW clients · 35 to 42May 31, 2024 to Sep 27, 2024
- Individual clients · 27 to 18May 31, 2024 to Sep 27, 2024
- Employees · 75 to 80May 31, 2024 to Sep 27, 2024
- State-registered IARs · 11 to 28May 31, 2024 to Sep 27, 2024
- Discretionary RAUM · $6.6B to $8.4BMay 31, 2024 to Sep 27, 2024
- HNW RAUM · $125M to $161MMay 31, 2024 to Sep 27, 2024
- Individual RAUM · $21.3M to $13.8MMay 31, 2024 to Sep 27, 2024
- Pooled vehicle RAUM · $95.4M to $113MMay 31, 2024 to Sep 27, 2024
- RAUM · $6.6B to $8.4BMay 31, 2024 to Sep 27, 2024
- Accounts · 117 to 115Nov 21, 2022 to Sep 28, 2023
- Advisory employees · 12 to 13Nov 21, 2022 to Sep 28, 2023
- BD registered reps · 60 to 65Nov 21, 2022 to Sep 28, 2023
- Corporate clients · unset to 6.0Nov 21, 2022 to Sep 28, 2023
- HNW clients · 32 to 35Nov 21, 2022 to Sep 28, 2023
- Individual clients · 30 to 27Nov 21, 2022 to Sep 28, 2023
- Pooled vehicle clients · 4 to 3Nov 21, 2022 to Sep 28, 2023
- Employees · 73 to 75Nov 21, 2022 to Sep 28, 2023
- State-registered IARs · 7 to 11Nov 21, 2022 to Sep 28, 2023
- Discretionary RAUM · $5.2B to $6.6BNov 21, 2022 to Sep 28, 2023
- HNW RAUM · $109M to $125MNov 21, 2022 to Sep 28, 2023
Signals
14 dated events
- D••••• Y••• K•• left S•••••• C•••••• C••••••••• for P••••••• G••••• I•••••••• L•• (registered 2026-04-08)Apr 15, 2026 · Advisor changed firm · fact
- D•••• J•• G•••••• left S•••••• C•••••• C••••••••• for K••••• A••••••• S•••••••• L•• (registered 2025-10-14)Oct 16, 2025 · Advisor changed firm · fact
- S•••••• C•••••• C••••••••• reported 28 state-registered advisory representatives, up from 11 (2024-05-31 to 2024-09-27)Sep 27, 2024 · Advisor headcount change · derived
- S•••••• C•••••• C••••••••• reported RAUM $8.4B, up 26% from $6.6B (2024-05-31 to 2024-09-27)Sep 27, 2024 · RAUM change · derived
- F R••••• K••••• (Executive Director, Vp Of Institutional Sales) appeared on Schedule A of S•••••• C•••••• C•••••••••May 31, 2024 · Control person joined · fact
- S•••••• C•••••• C••••••••• reported RAUM $6.6B, up 29% from $5.2B (2022-11-21 to 2023-09-28)Sep 28, 2023 · RAUM change · derived
- B••••• N••••• T•••••• H•••• left S•••••• C•••••• C••••••••• for R•• C•••••• M••••••• L•• (registered 2023-08-16)Jun 9, 2023 · Advisor changed firm · fact
- C••••••••• W•••••• L••• left S•••••• C•••••• C••••••••• for T••••••••• C•••••• M••••••••• L•• (registered 2023-08-01)Apr 26, 2023 · Advisor changed firm · fact
- S••••• S••• S•••••• left S•••••• C•••••• C••••••••• for Farther (registered 2023-03-13)Feb 16, 2023 · Advisor changed firm · fact
- Paul Craig Churman (Executive Director, Vice President Product Development) no longer on Schedule A of S•••••• C•••••• C••••••••• (listed 2021-12-21, absent 2022-09-27)Sep 27, 2022 · Control person left · inference
- S•••• E••••• C•••• (Chief Legal Officer, Secretary) appeared on Schedule A of S•••••• C•••••• C•••••••••Sep 27, 2022 · Control person joined · fact
- H•••••• A••••••• left S•••••• C•••••• C••••••••• for Wahed (registered 2022-06-10)Mar 18, 2022 · Advisor changed firm · fact
- N••••• T•••••• (Chief Legal Officer, Secretary) no longer on Schedule A of S•••••• C•••••• C••••••••• (listed 2021-09-27, absent 2021-12-21)Dec 21, 2021 · Control person left · inference
- S•••••• C•••••• C••••••••• reported RAUM $5.5B, up 35% from $4.1B (2021-03-25 to 2021-09-27)Sep 27, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/S••••••-CAPITAL-CORPORATIONreportedpublic record, Form ADV, Sep 19, 2026
- Website
- saturnainvestmenttools.com/amana-fund-selectorreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 360-734-9900reportedpublic record, Form ADV, Feb 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $261Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026