RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- R•••••• I••••••••• institutional currentsince Mar 5, 2025 · Seattle, Wa
- P•••••• P•••••• W••••• L•• independent RIADec 13, 2022 to May 13, 2025 · Bellevue, Wa
- W••••••• C•••••• M••••••••• institutionalAug 26, 2021 to Sep 1, 2022 · Carmel, In
- G•••••• I••••••••• A•••••••• L•• formerJan 4, 2018 to Jan 11, 2021 · Worthington, Oh
- G•••••• I••••••••• A•••••••• L•• formerDec 5, 2016 to Dec 31, 2017 · Worthington, Oh
- B•••••••• G•••• unclassifiedMar 13, 2006 to Dec 31, 2007 · Dublin, Oh
- J••• M••••• A•••• M••••••••• unclassifiedJul 18, 2003 to Dec 31, 2005 · Columbus, Oh
- P•••••• P•••••• W••••• L•• to R•••••• I•••••••••left May 13, 2025, registered Mar 5, 2025 (-69 days) · Other
- W••••••• C•••••• M••••••••• to P•••••• P•••••• W••••• L••left Sep 1, 2022, registered Dec 13, 2022 (103 days) · Other
- G•••••• I••••••••• A•••••••• L•• to W••••••• C•••••• M•••••••••left Jan 11, 2021, registered Aug 26, 2021 (227 days) · Other
- B•••••••• G•••• to G•••••• I••••••••• A•••••••• L••left Dec 31, 2007, registered Dec 5, 2016 (3262 days) · Other
- J••• M••••• A•••• M••••••••• to B•••••••• G••••left Dec 31, 2005, registered Mar 13, 2006 (72 days) · Other
- T•• W•••••• B••• left P•••••• P•••••• W••••• L•• for R•••••• I••••••••• (registered 2025-03-05)May 13, 2025 · Advisor changed firm · fact
- T•• W•••••• B••• left W••••••• C•••••• M••••••••• for P•••••• P•••••• W••••• L•• (registered 2022-12-13)Sep 1, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address