DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Russell Investments
Legal name Russell Investments Implementation Services, LLC
Latest filing Sep 2, 2026
First filing on the tape Nov 18, 2011 · 43 filings
SEC status approved since Jun 13, 2001
RAUM
$81B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$27B
derived; firm RAUM over IAPD count
Employees
569
115 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
43 filings and snapshots on the tape
RAUM$81B as of Mar 31, 2026
Mar 28, 2012$83B then
HNW client RAUM$0 as of Mar 31, 2026
Apr 1, 2023$0 then
State-registered IARs (5.B.3)79 as of Mar 31, 2026
Mar 25, 20130 then
Employees (5.A)569 as of Mar 31, 2026
Mar 25, 201390 then
Private funds: no history
RAUM +1.8% over the last fiscal year-20% a year over threeIARs 80 to 79
Practice profile
derived from the filing of Sep 2, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- $27BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $555MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 99%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 189.7derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- -1.3%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-based, commissions, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$52B64%
- Pension and profit-sharing plans$19B23%
- Charitable organizations$9.6B12%
- Other investment advisers$232M0.3%
- Pooled investment vehicles$231M0.3%
- Insurance companies$203M0.3%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 30reported
- Charitable clients
- 14reported
- Accounts
- 146reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, fixed, performance, commissionsreported
- Class basis
- private_client_share=0.0 fund_share=0.01 institutional_share=0.99 related_bd=true related_bank=true bd_reps=205.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Rush Kirk Evans | Seattle, Wa | Dec 11, 2024 | 14 y | 2 |
| Tim William Bond | Seattle, Wa | Mar 5, 2025 | 23 y | 6 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Tanner Button to Los Angeles Capital Management LLCDec 12, 2024 · Other
- Debbie Renee Vichot to Edward JonesMar 8, 2010 · Other
Joined, latest
- Tim William Bond from Parcion Private Wealth LLCMar 5, 2025 · Other
- Rush Kirk Evans from Blackrock Investment Management, LLCDec 11, 2024 · Other
- Tanner Button from Dimensional Fund Advisors LPJul 22, 2022 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Carlos Cid Alvarez · US Broker-Dealer Chief Compliance Officercontrolsince 11/2023 · owns less than 5%
- Amy Elizabeth Curran · US Adviser Chief Compliance Officercontrolsince 03/2024 · owns less than 5%
- Katherine Anne El-Hillow · Director; President; Chief Investment Officercontrolsince 05/2020 · owns less than 5%
- Jason Abram Lenzo · Directorcontrolsince 07/2024 · owns less than 5%
- Peter Mortensen · Chief Risk Officercontrolsince 06/2023 · owns less than 5%
- Aaron Alexander Ostrovsky · Directorcontrolsince 12/2023 · owns less than 5%
- David Andrew Siegel · Financial And Operations Principalcontrolsince 03/2022 · owns less than 5%
- Howard Brian Surloff · Chief Legal Officercontrolsince 03/2022 · owns less than 5%
Entity owners
- Russell Investments US Institutional Holdco, Inc. · Ownerdirect · owns 75% or more
- Emerald Acquisition Limited · Ownerindirect · owns 75% or more of Russell Investments US Institutional Holdco, Inc.
- Russell Investments Cayman Midco, Limited · Ownerindirect · owns 75% or more of Emerald Acquisition Limited
- Russell Investments Group, Ltd. · Ownerindirect · owns 75% or more of Russell Investments Cayman Midco, Ltd
- Ta Xii-A Eu Aiv, L.P. · Shareholderindirect · owns 25% to 50% of Russell Investments Group, Ltd.
Related persons
Schedule D 7.A
- Frf Partners II, LLCpooled vehicle sponsorn
- Frf Partners IV, L.P.pooled vehicle sponsorn
- In Partnership Financial Advisers Limitedinvestment advisern
- Russell Investment Group Ltd.investment advisern
- Russell Investment Group Pty Ltdinvestment advisern
- Russell Investment Management (Shanghai) Company, Ltd.investment advisern
- Russell Investment Management Ltdinvestment advisern
- Russell Investmentsinvestment adviserbankpooled vehicle sponsorLP sponsornRAUM $69B
- Russell Investments Canada Limitedinvestment advisern
- Russell Investmentsinvestment adviserbankpooled vehicle sponsornRAUM $35B
- Russell Investments Delaware, LLCpooled vehicle sponsorn
- Russell Investments Employee Benefits Pty. Ltd.investment advisern
- Russell Investments Financial Services, LLCbroker-dealern
- Russell Investments Financial Solutions Pty Ltd.investment advisern
- Russell Investments France Sasinvestment advisern
- Russell Investments Funds Management, LLCpooled vehicle sponsorn
- Russell Investments Gpcf Gp S.A.R.L.pooled vehicle sponsorn
- Russell Investments Gui Gp S.A.R.L.pooled vehicle sponsorn
- Russell Investments Implementation Services Limitedinvestment advisern
- Russell Investments Ireland Limitedinvestment adviserpooled vehicle sponsorn
- Russell Investments Japan Co., Ltd.investment advisern
- Russell Investments Korea Limitedinvestment advisern
- Russell Investments Limitedinvestment advisern
- Russell Investments Pmf 2019 Gp, LLCbankpooled vehicle sponsorn
- Russell Investments Pmf 23 Gp S.A.R.L.pooled vehicle sponsorn
- Russell Investments Trust Companybankn
- Russell Investments Wpp Global Private Credit Gp Limitedpooled vehicle sponsorn
- Russell Investments Wpp Global Private Credit Gp1 Limitedpooled vehicle sponsorn
- The On-Line Partnership Limitedinvestment advisern
- The Whitechurch Network Limitedinvestment advisern
Advisers that list Russell Investments as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Seattle, Wa · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- New York, NY16 employees
- Sydney, Australia
What changed
consecutive filings, newest first
- Financial planning clients · to unsetMar 31, 2026 to Sep 2, 2026
- Succession · false to unsetMar 31, 2026 to Sep 2, 2026
- Accounts · 152 to 146Sep 5, 2025 to Mar 31, 2026
- Advisory employees · 122 to 115Sep 5, 2025 to Mar 31, 2026
- BD registered reps · 192 to 205Sep 5, 2025 to Mar 31, 2026
- Charity clients · 13 to 14Sep 5, 2025 to Mar 31, 2026
- Pension plan clients · 33 to 30Sep 5, 2025 to Mar 31, 2026
- Pooled vehicle clients · 33 to 38Sep 5, 2025 to Mar 31, 2026
- Employees · 589 to 569Sep 5, 2025 to Mar 31, 2026
- Insurance-licensed employees · 80 to 79Sep 5, 2025 to Mar 31, 2026
- State-registered IARs · 80 to 79Sep 5, 2025 to Mar 31, 2026
- Discretionary RAUM · $80B to $81BSep 5, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $138M to $0Sep 5, 2025 to Mar 31, 2026
- Pension RAUM · $22B to $19BSep 5, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $9.6M to $231MSep 5, 2025 to Mar 31, 2026
- RAUM · $80B to $81BSep 5, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 28, 2025 to Jul 21, 2025
- Accounts · 146 to 152Oct 18, 2024 to Mar 28, 2025
- Advisory employees · 115 to 122Oct 18, 2024 to Mar 28, 2025
- BD registered reps · 226 to 192Oct 18, 2024 to Mar 28, 2025
- Charity clients · 12 to 13Oct 18, 2024 to Mar 28, 2025
- Pension plan clients · 32 to 33Oct 18, 2024 to Mar 28, 2025
- Pooled vehicle clients · 32 to 33Oct 18, 2024 to Mar 28, 2025
- Employees · 653 to 589Oct 18, 2024 to Mar 28, 2025
- Insurance-licensed employees · 84 to 80Oct 18, 2024 to Mar 28, 2025
- State-registered IARs · 84 to 80Oct 18, 2024 to Mar 28, 2025
- Other offices · 2 to 1Oct 18, 2024 to Mar 28, 2025
- Discretionary RAUM · $81B to $80BOct 18, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $2.0B to $138MOct 18, 2024 to Mar 28, 2025
- Pension RAUM · $27B to $22BOct 18, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $64.8M to $9.6MOct 18, 2024 to Mar 28, 2025
- RAUM · $83B to $80BOct 18, 2024 to Mar 28, 2025
- Accounts · 744 to 146Jan 8, 2024 to Mar 29, 2024
- Advisory employees · 122 to 115Jan 8, 2024 to Mar 29, 2024
- Advisory activities · 4 to 3Jan 8, 2024 to Mar 29, 2024
- BD registered reps · 118 to 226Jan 8, 2024 to Mar 29, 2024
- Charity clients · 6 to 12Jan 8, 2024 to Mar 29, 2024
- Corporate clients · 6 to 0Jan 8, 2024 to Mar 29, 2024
- Pension plan clients · 77 to 32Jan 8, 2024 to Mar 29, 2024
- Pooled vehicle clients · 211 to 32Jan 8, 2024 to Mar 29, 2024
Signals
41 dated events
- Tanner Button left Russell Investments for Los Angeles Capital Management Llc (registered 2025-04-23)Dec 12, 2024 · Advisor changed firm · fact
- Scott Spencer Bowen (Chief Financial Officer) no longer on Schedule A of Russell Investments (listed 2024-10-03, absent 2024-10-18)Oct 18, 2024 · Control person left · inference
- Vernon Richard Barback (Chief Financial Officer) no longer on Schedule A of Russell Investments (listed 2024-07-30, absent 2024-10-03)Oct 3, 2024 · Control person left · inference
- Scott Spencer Bowen (Chief Financial Officer) appeared on Schedule A of Russell InvestmentsOct 3, 2024 · Control person joined · fact
- Jason Abram Lenzo (Director) appeared on Schedule A of Russell InvestmentsJul 30, 2024 · Control person joined · fact
- Vernon Richard Barback (Chief Financial Officer) appeared on Schedule A of Russell InvestmentsJul 30, 2024 · Control person joined · fact
- Thomas Edward Fletcher (Director) no longer on Schedule A of Russell Investments (listed 2024-03-29, absent 2024-07-30)Jul 30, 2024 · Control person left · inference
- Stephen Harold Belgrad (Chief Financial Officer) no longer on Schedule A of Russell Investments (listed 2024-03-29, absent 2024-07-30)Jul 30, 2024 · Control person left · inference
- Russell Investments reported 84 state-registered advisory representatives, down from 218 (2024-01-08 to 2024-03-29)Mar 29, 2024 · Advisor headcount change · derived
- Russell Investments reported RAUM $82.7B, down 47% from $156.6B (2024-01-08 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Amy E Curran (Us Adviser Chief Compliance Officer) appeared on Schedule A of Russell InvestmentsMar 29, 2024 · Control person joined · fact
- Randall Scott Hegarty (Us Advisor Chief Compliance Officer) no longer on Schedule A of Russell Investments (listed 2024-01-08, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- Kelly Kevin Mainelli (Director) no longer on Schedule A of Russell Investments (listed 2023-11-30, absent 2024-01-08)Jan 8, 2024 · Control person left · inference
- Kate Rachelle Malone (U.S. Broker-Dealer Chief Compliance Officer) no longer on Schedule A of Russell Investments (listed 2023-10-27, absent 2023-11-30)Nov 30, 2023 · Control person left · inference
- Michael Christopher Raczynski (Global Chief Compliance Officer) no longer on Schedule A of Russell Investments (listed 2023-10-27, absent 2023-11-30)Nov 30, 2023 · Control person left · inference
- Carlos C Alvarez (Us Broker-Dealer Chief Compliance Officer) appeared on Schedule A of Russell InvestmentsNov 30, 2023 · Control person joined · fact
- Randall Scott Hegarty (Us Advisor Chief Compliance Officer) appeared on Schedule A of Russell InvestmentsNov 30, 2023 · Control person joined · fact
- Sylvester Marbey (U.S. Advisor Chief Compliance Officer) no longer on Schedule A of Russell Investments (listed 2023-06-30, absent 2023-10-27)Oct 27, 2023 · Control person left · inference
- Michael Christopher Raczynski (Global Chief Compliance Officer) appeared on Schedule A of Russell InvestmentsOct 27, 2023 · Control person joined · fact
- Peter Mortensen (Chief Risk Officer) appeared on Schedule A of Russell InvestmentsJun 30, 2023 · Control person joined · fact
- Russell Investments reported 218 state-registered advisory representatives, up from 118 (2022-11-22 to 2023-04-01)Apr 1, 2023 · Advisor headcount change · derived
- Kevin Michael Klingert (Director) no longer on Schedule A of Russell Investments (listed 2022-03-31, absent 2022-11-22)Nov 22, 2022 · Control person left · inference
- Russell Investments reported 118 state-registered advisory representatives, up from 0 (2021-08-12 to 2022-03-31)Mar 31, 2022 · Advisor headcount change · derived
- David Andrew Siegel (Finop) appeared on Schedule A of Russell InvestmentsMar 31, 2022 · Control person joined · fact
- Crista Shay Dumais (Financial And Operations Principal) no longer on Schedule A of Russell Investments (listed 2021-08-12, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Sylvester Marbey (U.S. Advisor Chief Compliance Officer) appeared on Schedule A of Russell InvestmentsAug 12, 2021 · Control person joined · fact
- Lyda Iturralde (U.S. Advisor Chief Compliance Officer) no longer on Schedule A of Russell Investments (listed 2021-07-16, absent 2021-08-12)Aug 12, 2021 · Control person left · inference
- Richard William Smirl (President) no longer on Schedule A of Russell Investments (listed 2021-04-05, absent 2021-07-16)Jul 16, 2021 · Control person left · inference
- Katherine Anne El-Hillow (Chief Investment Officer, President) appeared on Schedule A of Russell InvestmentsJul 16, 2021 · Control person joined · fact
- Kevin Michael Klingert (Director) appeared on Schedule A of Russell InvestmentsJul 16, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/russell-investmentsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- russellinvestments.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 206-505-7877reportedpublic record, Form ADV, Sep 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $27Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026