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Registered advisor
N••••• S•••••• H•••••
Feed of 09/14/2026
Also filed as Nate S•••••• H•••••
At current firm
16 y
since Oct 20, 2009
In the industry
20 y
since Apr 13, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Oct 20, 2009 · Bloomington, Mn
- U•• F•••••••• S••••••• I••• wirehouseMay 7, 2007 to Oct 6, 2009 · Fargo, Nd
- I••••••••• C•••••• O• A••••••• I••• formerMay 3, 2006 to Apr 11, 2007 · Fargo, Nd
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Oct 6, 2009, registered Oct 20, 2009 (14 days) · Wirehouse to wirehouse
- I••••••••• C•••••• O• A••••••• I••• to U•• F•••••••• S••••••• I•••left Apr 11, 2007, registered May 7, 2007 (26 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address