DFX Intelligence
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Registered advisor
J•••• W••• W•••••••
Feed of 09/14/2026
At current firm
8 y
since Jun 29, 2018
In the industry
23 y
since Jun 1, 2003 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
n/a
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•••••• I••••••••• independent RIA currentsince Jun 29, 2018 · Arlington, Tx
- L••••• A•••••••• L•• formerNov 21, 2003 to Oct 4, 2019 · Lantana, Tx
Moves
a registration end followed by a registration begin elsewhere
- L••••• A•••••••• L•• to L•••••• I•••••••••left Oct 4, 2019, registered Jun 29, 2018 (-462 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address