RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- V•••••• P•••••• W••••• independent RIA currentsince May 10, 2019 · Boise, Id
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 19, 2012 to Jun 7, 2019 · New York, Ny
- O••••••••• • C•• I••• BD affiliatedOct 21, 2010 to Jul 19, 2012 · New York, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to V•••••• P•••••• W•••••left Jun 7, 2019, registered May 10, 2019 (-28 days) · Wirehouse to independent RIA
- O••••••••• • C•• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 19, 2012, registered Jul 19, 2012 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address