DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V•••••• P•••••• W•••••
Legal name V•••••• W••••• M••••••••• L••
Latest filing Aug 31, 2026
First filing on the tape Dec 5, 2013 · 56 filings
SEC status approved since Jan 2, 2014
RAUM
$3.6B
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
85%
$3.1B individuals and HNW
Advisors
20
registered through the firm on IAPD
RAUM per advisor
$179M
derived; firm RAUM over IAPD count
Employees
28
12 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
11
reported on Schedule D
History
56 filings and snapshots on the tape
RAUM$3.6B as of Aug 31, 2026
Mar 15, 2016$421M then
HNW client RAUM$2.9B as of Aug 31, 2026
Jan 30, 2018$615M then
State-registered IARs (5.B.3)20 as of Aug 31, 2026
Mar 26, 20140 then
Employees (5.A)28 as of Aug 31, 2026
Mar 26, 20141 then
Private funds11 as of Aug 31, 2026
Jan 30, 20181 then
RAUM +19% over the last fiscal year+22% a year over threeIARs 18 to 20offices 1 to 2
Practice profile
derived from the filing of Aug 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
- ria with p•••••• funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $179MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 34derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.2MderivedHNW RAUM over HNW clients
- Average account
- $786,224derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 6.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 6.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.7%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisers, educational seminars, otherreportedItem 5.G
- Custody
- $1.0B, 390 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.9B82%
- Pooled investment vehicles$291M8.1%
- Charitable organizations$218M6.1%
- Individuals$121M3.4%
- Pension and profit-sharing plans$11.3M0.3%
- Individual clients
- 280reported
- HNW clients
- 407reported
- Pension plan clients
- 2reported
- Charitable clients
- 20reported
- Accounts
- 4,555reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.0B for 390 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.85 fund_share=0.08 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
20 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G••••• L••••• C•••• | Boise, Id | Aug 14, 2015 | 32 y | 2 |
| R•••••• W•••• N••••••Certified Financial Planner | Boise, Id | Aug 14, 2015 | 34 y | 1 |
| A•••••••• S•••• C•••••••••Certified Financial Planner | Boise, Id | Mar 24, 2016 | 15 y | 1 |
| R•••••• M•••••• B••••Chartered Financial Analyst | Boise, Id | Sep 6, 2016 | 10 y | 0 |
| J••• D••••• S•••• | Oklahoma City, Ok | Sep 21, 2018 | 40 y | 2 |
| C••••••••• D••••• C••••Certified Financial Planner | Boise, Id | Nov 2, 2018 | 32 y | 3 |
| J••• W••••• M•••••••Chartered Financial Analyst | Boise, Id | Jan 4, 2019 | 18 y | 0 |
| K••• R• M••••••• | Boise, Id | May 10, 2019 | 22 y | 2 |
| C••• R•• E••••••• | Boise, Id | May 10, 2019 | 13 y | 1 |
| G•••• W••• K•••••• | Boise, Id | May 10, 2019 | 11 y | 1 |
| M•••••• A•••• M•••• | Boise, Id | Jun 30, 2020 | 17 y | 0 |
| R•••••• E• W•••• | Boise, Id | Dec 11, 2020 | 29 y | 2 |
| E•••• M•••••••• | Boise, Id | Oct 5, 2021 | 10 y | 1 |
| J•• B••••••• W••••••Certified Financial Planner | Oklahoma City, Ok | Jan 17, 2025 | 19 y | 6 |
| H••••• S•••• K••••••••• | Boise, Id | Apr 14, 2025 | 12 y | 0 |
| N•••••• D•••• R•••••• | Boise, Id | Aug 23, 2025 | 11 y | 0 |
| D•••••• A•••••••• S••••••• | Boise, Id | Feb 23, 2026 | 11 y | 0 |
| M•••••• S•••••• W••••••• | Oklahoma City, Ok | May 1, 2026 | 14 y | 1 |
| N••••••• D•••• Z•••••••• | Boise, Id | Jun 4, 2026 | 11 y | 0 |
| J••• E•••• V••••• | Oklahoma City , Ok | Jun 26, 2026 | 11 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- D•••••• A••••• C•••• to W•••• F•••• A•••••••May 21, 2025 · RIA to wirehouse
- M•••••• R••• S•••• to C••• P•••••• W••••• A•••••••• I•••Oct 5, 2022 · RIA to affiliated broker-dealer or bank
- K•••••• D••• B•••••• to C••••••••• W••••• A•••••••Jan 31, 2022 · RIA to RIA
- W•••••• C••••• R••••• to W•••••• S••••••••• I•••Aug 2, 2021 · RIA to affiliated broker-dealer or bank
Joined, latest
- M•••••• S•••••• W••••••• from W•••• F•••• A•••••••May 1, 2026 · Wirehouse to independent RIA
- J•• B••••••• W•••••• from M•••• F•••••••• A•••••••Jan 17, 2025 · RIA to RIA
- E•••• M•••••••• from N••••••••• M••••• I••••••••• S•••••••••Oct 5, 2021 · Other
- M•••••• R••• S•••• from L••••• K••• C•••••• M••••••••• C•••••••••Jan 29, 2021 · RIA to RIA
- R•••••• E• W•••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Dec 11, 2020 · Wirehouse to independent RIA
- K••• R• M••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••May 10, 2019 · Wirehouse to independent RIA
- G•••• W••• K•••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••May 10, 2019 · Wirehouse to independent RIA
- C••• R•• E••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••May 10, 2019 · Wirehouse to independent RIA
- C••••••••• D••••• C•••• from A••• C••••••• I•••Nov 2, 2018 · RIA to RIA
- J••• D••••• S•••• from W•••• F•••• A•••••••Sep 21, 2018 · Wirehouse to independent RIA
- D•••••• A••••• C•••• from W•••• F•••• A•••••••Sep 21, 2018 · Wirehouse to independent RIA
- A•••••••• S•••• C••••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Mar 24, 2016 · Other
- G••••• L••••• C•••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Aug 14, 2015 · Other
- R•••••• W•••• N•••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Aug 14, 2015 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••May 12, 2019 · Austin, Tx
- 3 joined from W•••• F•••• A•••••••Sep 25, 2018 · Edmond, Ok
- 2 joined from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Aug 18, 2015 · Dallas, Tx
Private funds
11 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| V•• A•••• P••• F••• I• L• | Private Equity Fund | $72.4M | 101 | Mar 28, 2022 |
| V•••••• I••••••••• P••••••• I•• L••• | Private Equity Fund | $65.8M | 82 | Jul 18, 2019 |
| V•• R••• L• | Real Estate Fund | $37.3M | 55 | Sep 23, 2021 |
| V•• A•• I•• L••• | Other Private Fund | $32.9M | 21 | Mar 27, 2024 |
| V•• S••••••••• L••• | $25.2M | 19 | Aug 31, 2026 | |
| V•• A•• I••• L••• | Other Private Fund | $22.2M | 30 | Sep 12, 2022 |
| V•• A•••• P••• F••• I• L• | $15.3M | 21 | Aug 31, 2026 | |
| V•••••• I••••••••• P•••••••• L••• | Private Equity Fund | $9.4M | 17 | Jul 27, 2017 |
| V•• A•• I•• L••• | Other Private Fund | $5.7M | 36 | Mar 26, 2020 |
| V•• J••• L••• | Other Private Fund | $4.3M | 15 | Sep 21, 2018 |
| V•• A••• L••• | Other Private Fund | $69,458 | 23 | Jun 11, 2018 |
Owners and control persons
Schedule A and B, latest filing
- B••••• R••••••• M•••••• · Chief Financial Officercontrolsince 06/2016 · owns less than 5%
- B••••• G••••••• A•••• · Co-Presidentcontrolsince 01/2007 · owns 5% to 10%
- C••••• G•••••• L••••• · Membercontrolsince 08/2015 · owns 10% to 25%
- G••••••• W••••••• G••••• · Co-Presidentcontrolsince 08/2005 · owns 5% to 10%
- J•••••• J••••••••• R•••••• · Chief Operating Officer/Chief Compliance Officercontrolsince 09/2015 · owns less than 5%
- J•••••• V•••• · Chief Investment Officercontrolsince 05/2025 · owns less than 5%
- N••••••• R••••••• W•••• · Managing Member, Ceocontrolsince 08/2015 · owns 25% to 50%
- P•••••• A•••• S••••••••• · President & Ciocontrolsince 07/2022 · owns 5% to 10%
- S••••• D••••• V•••• · Chief Compliance Officer & G•••••• Counselcontrolsince 02/2020 · owns less than 5%
- W•••••• K•••• R•••••• · Managing Member And Sole Ownercontrolsince 11/2019 · owns 75% or more of B•••••• C••••••• L••
- M••••••• G••••• T••••• · Chief Financial Officersince 07/2018 · owns less than 5%
- S••••• J•••• D••••• · Membersince 09/2019 · owns 10% to 25%
Entity owners
- B•••••• C••••••• L•• · Ownerdirect · owns 10% to 25%
- T•• C•••••• G••••• L•• · Unit Holderdirect · owns 75% or more
Related persons
Schedule D 7.A
- V•••••• A•••••••• L••pooled vehicle sponsorn
- V•••••• I••••••••• P••••••• G•• L••pooled vehicle sponsorn
- V•••••• I••••••••• P••••••• I• G•••••• P•••••• L•pooled vehicle sponsorn
- V•• A•••• P••• G• I• L••pooled vehicle sponsorn
- V•• R•• G•• L••pooled vehicle sponsorn
- V•• S•• G•• L••pooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boise, Id · principal | 20 | 4 | 0 | ||
| Oklahoma City, Ok | 4 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Oklahoma City, OK3 employees
ADV anomalies
11 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Aug 31, 2026N••••••• R••••••• W•••• (MANAGING MEMBER, CEO) left Schedule A between the filings of 2024-03-27 and 2026-08-31peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Aug 31, 2026G••••••• W••••••• G••••• (CO-PRESIDENT) appeared on Schedule A between the filings of 2024-03-27 and 2026-08-31peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Aug 31, 2026J•••••• J••••••••• R•••••• (CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2024-03-27 and 2026-08-31peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Aug 31, 2026J•••••• V•••• (CHIEF INVESTMENT OFFICER) appeared on Schedule A between the filings of 2024-03-27 and 2026-08-31peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Aug 31, 2026W•••••• K•••• R•••••• (MANAGING MEMBER AND SOLE OWNER) left Schedule A between the filings of 2024-03-27 and 2026-08-31peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Aug 31, 2026B••••• R••••••• M•••••• (CHIEF FINANCIAL OFFICER) left Schedule A between the filings of 2024-03-27 and 2026-08-31peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Aug 31, 2026S••••• D••••• V•••• (CHIEF COMPLIANCE OFFICER & G•••••• COUNSEL) left Schedule A between the filings of 2024-03-27 and 2026-08-31peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Aug 31, 2026B••••• G••••••• A•••• (CO-PRESIDENT) appeared on Schedule A between the filings of 2024-03-27 and 2026-08-31peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Aug 31, 2026C••••• G•••••• L••••• (MEMBER) left Schedule A between the filings of 2024-03-27 and 2026-08-31peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Aug 31, 2026P•••••• A•••• S••••••••• (PRESIDENT & CIO) left Schedule A between the filings of 2024-03-27 and 2026-08-31peers: independent wealth managers, $1B to $5B (1,362)
- business activity changedChange between filings · filing Aug 31, 2026pension consulting (Item 5.G.6): yes on the filing of 2026-03-12, no on the filing of 2026-08-31peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Advisory employees · 19 to 12Mar 12, 2026 to Aug 31, 2026
- Employees · 38 to 28Mar 12, 2026 to Aug 31, 2026
- HQ city · AUSTIN to BOISEMar 12, 2026 to Aug 31, 2026
- HQ state · TX to IDMar 12, 2026 to Aug 31, 2026
- State-registered IARs · 18 to 20Mar 12, 2026 to Aug 31, 2026
- Other offices · 1 to 2Mar 12, 2026 to Aug 31, 2026
- Related adviser · false to trueMar 12, 2026 to Aug 31, 2026
- Succession · false to trueMar 12, 2026 to Aug 31, 2026
- Accounts · 4,488 to 4,555Sep 22, 2025 to Mar 12, 2026
- Advisory employees · 17 to 19Sep 22, 2025 to Mar 12, 2026
- Charity clients · 19 to 20Sep 22, 2025 to Mar 12, 2026
- HNW clients · 406 to 407Sep 22, 2025 to Mar 12, 2026
- Individual clients · 278 to 280Sep 22, 2025 to Mar 12, 2026
- Pension plan clients · 3 to 2Sep 22, 2025 to Mar 12, 2026
- Pooled vehicle clients · 10 to 11Sep 22, 2025 to Mar 12, 2026
- Assets in custody · $793M to $1.0BSep 22, 2025 to Mar 12, 2026
- Employees · 36 to 38Sep 22, 2025 to Mar 12, 2026
- Discretionary RAUM · $3.1B to $3.5BSep 22, 2025 to Mar 12, 2026
- HNW RAUM · $2.6B to $2.9BSep 22, 2025 to Mar 12, 2026
- Individual RAUM · $102M to $121MSep 22, 2025 to Mar 12, 2026
- Non-discretionary RAUM · $94.3M to $90.1MSep 22, 2025 to Mar 12, 2026
- Pension RAUM · $10.6M to $11.3MSep 22, 2025 to Mar 12, 2026
- Pooled vehicle RAUM · $262M to $291MSep 22, 2025 to Mar 12, 2026
- RAUM · $3.2B to $3.6BSep 22, 2025 to Mar 12, 2026
- Private funds · 10 to 11Jul 22, 2025 to Sep 22, 2025
- Accounts · 4,291 to 4,488Mar 24, 2025 to Jul 22, 2025
- Advisory employees · 18 to 17Mar 24, 2025 to Jul 22, 2025
- Charity clients · 16 to 19Mar 24, 2025 to Jul 22, 2025
- HNW clients · 388 to 406Mar 24, 2025 to Jul 22, 2025
- Individual clients · 256 to 278Mar 24, 2025 to Jul 22, 2025
- Pension plan clients · 2 to 3Mar 24, 2025 to Jul 22, 2025
- Pooled vehicle clients · 9 to 10Mar 24, 2025 to Jul 22, 2025
- Employees · 34 to 36Mar 24, 2025 to Jul 22, 2025
- Financial planning clients · 101-250 to 101-250Mar 24, 2025 to Jul 22, 2025
- Private funds · 9 to 10Mar 24, 2025 to Jul 22, 2025
- Discretionary RAUM · $2.9B to $3.1BMar 24, 2025 to Jul 22, 2025
- HNW RAUM · $2.5B to $2.6BMar 24, 2025 to Jul 22, 2025
- Individual RAUM · $80.6M to $102MMar 24, 2025 to Jul 22, 2025
- Non-discretionary RAUM · $97.4M to $94.3MMar 24, 2025 to Jul 22, 2025
- Pension RAUM · $14.2M to $10.6MMar 24, 2025 to Jul 22, 2025
Signals
14 dated events
- V•••••• P•••••• W••••• reported succeeding to the business of T•• C•••••• G••••• L•• (Form ADV Item 4)Aug 31, 2026 · Succession (Item 4) · fact
- D•••••• A••••• C•••• left V•••••• P•••••• W••••• for W•••• F•••• A••••••• (registered 2025-05-16)May 21, 2025 · Advisor changed firm · fact
- L Jessica Staton (Chief Operations Officer) no longer on Schedule A of V•••••• P•••••• W••••• (listed 2024-04-16, absent 2024-07-22)Jul 22, 2024 · Control person left · inference
- L Jessica Staton (Chief Operations Officer) appeared on Schedule A of V•••••• P•••••• W•••••Mar 27, 2024 · Control person joined · fact
- Raymond Kent Weldon (Managing Member And Sole Owner) appeared on Schedule A of V•••••• P•••••• W•••••Mar 27, 2024 · Control person joined · fact
- M•••••• R••• S•••• left V•••••• P•••••• W••••• for C••• P•••••• W••••• A•••••••• I••• (registered 2023-04-28)Oct 5, 2022 · Advisor changed firm · fact
- Emma Sylvia Bell (Chief Operating Officer) no longer on Schedule A of V•••••• P•••••• W••••• (listed 2022-04-27, absent 2022-09-12)Sep 12, 2022 · Control person left · inference
- Sarvabhaum Ashi Parikh (President & Cio) appeared on Schedule A of V•••••• P•••••• W•••••Sep 12, 2022 · Control person joined · fact
- Emma Sylvia Bell (Chief Operating Officer) appeared on Schedule A of V•••••• P•••••• W•••••Mar 28, 2022 · Control person joined · fact
- K•••••• D••• B•••••• left V•••••• P•••••• W••••• for C••••••••• W••••• A••••••• (registered 2022-02-20)Jan 31, 2022 · Advisor changed firm · fact
- Vance D•••• Swann (Chief Compliance Officer & General Counsel) appeared on Schedule A of V•••••• P•••••• W•••••Mar 26, 2020 · Control person joined · fact
- Dwayne Joey Sager (Member) appeared on Schedule A of V•••••• P•••••• W•••••Mar 26, 2020 · Control person joined · fact
- V•••••• P•••••• W••••• reported RAUM $1.0B, up 28% from $791.3M (2018-10-29 to 2019-02-26)Feb 26, 2019 · RAUM change · derived
- I•••• A•••••••• L•• filed its initial SEC registration (Form ADV)Dec 5, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- V•••••• P•••••• W••••• · Independent Sponsorsshared crd · capital_provider
- V•••••• P•••••• W••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- v•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 208-368-9600reportedpublic record, Form ADV, Aug 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $179Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
V•••••• P•••••• W••••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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