RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• S•••••• T••••••
- C• U•• L•• former currentsince Sep 4, 2026 · Houston, Tx
- E••••••• P•••••••• L•• formerOct 10, 2008 to Feb 22, 2010 · Dallas, Tx
- U••• I••••••••• S••••••• C•••••• no RAUMAug 24, 2004 to Sep 19, 2006 · San Antonio, Tx
- E•••••••• A•••••••• L•• national BDAug 11, 2003 to Aug 19, 2004 · San Antonio, Tx
- E••••••• P•••••••• L•• to C• U•• L••left Feb 22, 2010, registered Sep 4, 2026 (6038 days) · Other
- U••• I••••••••• S••••••• C•••••• to E••••••• P•••••••• L••left Sep 19, 2006, registered Oct 10, 2008 (752 days) · Other
- E•••••••• A•••••••• L•• to U••• I••••••••• S••••••• C••••••left Aug 19, 2004, registered Aug 24, 2004 (5 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address