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Registered advisor
A•••• H••••
Feed of 09/15/2026
Also filed as Cho Cho
At current firm
0 y
since Feb 13, 2026
In the industry
22 y
since Dec 1, 2003 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · Milpitas, Ca
- U••• B•••••• I••••••••• I••• formerSep 7, 2023 to Feb 13, 2026 · Milpitas, Ca
- F••••••• P••••••• A•• W•••••••• A••••••• formerFeb 23, 2023 to Jul 28, 2023 · San Jose, Ca
- W•••• F•••• A••••••• wirehouseJan 8, 2022 to Jan 11, 2023 · Pleasanton, Ca
- W•••• F•••• I••••••••• L•• unclassifiedFeb 14, 2008 to Oct 29, 2009 · San Carlos, Ca
- C••••••• S••••••••• formerAug 3, 2007 to Nov 26, 2007 · San Francisco, Ca
- W•••• F•••• I••••••••• L•• unclassifiedDec 1, 2003 to Jun 21, 2007 · Walnut Creek, Ca
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- F••••••• P••••••• A•• W•••••••• A••••••• to U••• B•••••• I••••••••• I•••left Jul 28, 2023, registered Sep 7, 2023 (41 days) · Affiliated broker-dealer or bank to another · moved with a team
- W•••• F•••• A••••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Jan 11, 2023, registered Feb 23, 2023 (43 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Oct 29, 2009, registered Jan 8, 2022 (4454 days) · Other
- C••••••• S••••••••• to W•••• F•••• I••••••••• L••left Nov 26, 2007, registered Feb 14, 2008 (80 days) · Other
- W•••• F•••• I••••••••• L•• to C••••••• S•••••••••left Jun 21, 2007, registered Aug 3, 2007 (43 days) · Other
Signals
- A•••• H•••• left F••••••• P••••••• A•• W•••••••• A••••••• for U••• B•••••• I••••••••• I••• (registered 2023-09-07)Jul 28, 2023 · Advisor changed firm · fact
- A•••• H•••• left W•••• F•••• A••••••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2023-02-23)Jan 11, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address