J••••• A••• G•••••

• M••••• S•••••• wirehouse current
  since Mar 17, 2017 · New York, Ny
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Nov 8, 2010 to Apr 12, 2017 · New York, Ny
• B••••••• C•••••• I••• former
  Jan 21, 2009 to Jul 29, 2010 · New York, Ny
• L••••• B••••••• I••• unclassified
  Mar 28, 2008 to Oct 15, 2008 · New York, Ny

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
  left Apr 12, 2017, registered Mar 17, 2017 (-26 days) · Wirehouse to wirehouse · moved with a team
• B••••••• C•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Jul 29, 2010, registered Nov 8, 2010 (102 days) · Other
• L••••• B••••••• I••• to B••••••• C•••••• I•••
  left Oct 15, 2008, registered Jan 21, 2009 (98 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

20derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address