DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• G••• J••••••••

G••••••• W••••• M•••••••••BD affiliatedArden Hills, Mndual registrantIAPD 4681653

Certified Financial Planner

Feed of 09/14/2026

Also filed as M•••••• G••• J••••••••

At current firm

1 y

since Jul 21, 2025

In the industry

23 y

since Aug 28, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

G••••••• W••••• M••••••••• BD affiliated current
since Jul 21, 2025 · Arden Hills, Mn
V•••••••• B••••• F•••••••• P••••••• independent RIA
Sep 3, 2024 to May 5, 2025 · New Brighton, Mn
A••••••••• F•••••••• S•••••••• L•• national BD
Mar 6, 2023 to Jun 11, 2024 · Houston, Tx
A••••••••• F•••••••• S•••••••• L•• national BD
Feb 15, 2022 to Jan 17, 2023 · New Richmond, Wi
A••••••••• F•••••••• S•••••••• L•• national BD
Jul 15, 2020 to Dec 1, 2021 · Osseo, Mn
A••••••••• F•••••••• S•••••••• L•• national BD
Nov 21, 2019 to Mar 19, 2020 · Savage, Mn
A••••••••• F•••••••• S•••••••• L•• national BD
Jul 30, 2010 to Sep 12, 2019 · Minneapolis, Mn
W•••• F•••• I••••••••• L•• unclassified
Jan 4, 2008 to Jul 28, 2010 · Minneapolis, Mn
T• A••••••••• I••• former
Oct 17, 2005 to Nov 19, 2007 · Minnepolis, Mn
W•••• F•••• I••••••••• L•• unclassified
Aug 29, 2003 to Oct 6, 2005 · Eagan, Mn

Moves

a registration end followed by a registration begin elsewhere

V•••••••• B••••• F•••••••• P••••••• to G••••••• W••••• M•••••••••
left May 5, 2025, registered Jul 21, 2025 (77 days) · RIA to affiliated broker-dealer or bank
A••••••••• F•••••••• S•••••••• L•• to V•••••••• B••••• F•••••••• P•••••••
left Jun 11, 2024, registered Sep 3, 2024 (84 days) · Affiliated broker-dealer or bank to independent RIA
W•••• F•••• I••••••••• L•• to A••••••••• F•••••••• S•••••••• L••
left Jul 28, 2010, registered Jul 30, 2010 (2 days) · Other
T• A••••••••• I••• to W•••• F•••• I••••••••• L••
left Nov 19, 2007, registered Jan 4, 2008 (46 days) · Other
W•••• F•••• I••••••••• L•• to T• A••••••••• I•••
left Oct 6, 2005, registered Oct 17, 2005 (11 days) · Other

Signals

M•••••• G••• J•••••••• left V•••••••• B••••• F•••••••• P••••••• for G••••••• W••••• M••••••••• (registered 2025-07-21)
May 5, 2025 · Advisor changed firm · fact
M•••••• G••• J•••••••• left A••••••••• F•••••••• S•••••••• L•• for V•••••••• B••••• F•••••••• P••••••• (registered 2024-09-03)
Jun 11, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address