RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• J••• B•••• L•••••••
- R•••••• W••••• state registered currentsince Dec 19, 2022 · Rochester, Nh
- E••••••• independent RIAMay 15, 2018 to May 31, 2022 · New York, Ny
- L•••••••• P••••••• S•••••••• L•• formerJan 17, 2013 to Dec 5, 2016 · Milton Mills, Nh
- F•••••••• F••••• I••• formerJun 19, 2008 to Sep 4, 2012 · Wolfeboro, Nh
- E••••••• to R•••••• W•••••left May 31, 2022, registered Dec 19, 2022 (202 days) · RIA to a state-registered adviser
- L•••••••• P••••••• S•••••••• L•• to E•••••••left Dec 5, 2016, registered May 15, 2018 (526 days) · Other
- F•••••••• F••••• I••• to L•••••••• P••••••• S•••••••• L••left Sep 4, 2012, registered Jan 17, 2013 (135 days) · Other
- R••••• J••• B•••• L••••••• left E••••••• for R•••••• W••••• (registered 2022-12-19)May 31, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address