DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Learnvest Planning Services, LLC

Former SEC-registered adviserNew York, New YorkCRD 162453SEC 801-76617IAPD
Latest filing Mar 28, 2018
First filing on the tape Apr 23, 2012 · 28 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
73
70 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: $0
State-registered IARs (5.B.3)73 as of Mar 28, 2018
Mar 28, 201317 then
Employees (5.A)73 as of Mar 28, 2018
Mar 28, 201320 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 64 to 73
Practice profile
derived from the filing of Mar 28, 2018; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
111derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$0derivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
10.4derived7 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
+14%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
subscription, otherreportedItem 5.E
Advisory activities
financial planning, educational seminarsreportedItem 5.G
Financial planning clients
8,000reportedItem 5.H
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
8,099reported
HNW clients
11reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
n/areported
Financial planning clients
8,000reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
n/areported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Marie Stephany Kirkpatrick · Vp, Product & Advice Strategycontrol
      since 07/2011 · owns less than 5%
    • Leigh Marie Alexa Von Tobel · Chief Executive Officercontrol
      since 03/2012 · owns less than 5%
    • Stephen Christopher Pimpo · Chief Operating Officer
      since 01/2018 · owns less than 5%
    • Lynn Rebecca Villegas · Chief Compliance Officer
      since 06/2016 · owns less than 5%
    Entity owners
    • Learnvest, Inc. · Managing Member/Sole Member
      direct · owns 75% or more
    • Nm Planning, LLC · Shareholder
      indirect · owns 75% or more of Learnvest, Inc.
    • The Northwestern Mutual Life Insurance Company · Member
      indirect · owns 75% or more of Nm Planning, LLC
    Related persons
    Schedule D 7.A
    Offices
    Schedule D 1.F, the 25 largest
    • Scottsdale, AZ50 employees
    • , 1 employees
    What changed
    consecutive filings, newest first
    • Advisory employees · 64 to 70
      Mar 30, 2017 to Mar 28, 2018
    • BD registered reps · 0 to 4
      Mar 30, 2017 to Mar 28, 2018
    • Charity clients · unset to 0.0
      Mar 30, 2017 to Mar 28, 2018
    • Corporate clients · unset to 0.0
      Mar 30, 2017 to Mar 28, 2018
    • HNW clients · unset to 11.0
      Mar 30, 2017 to Mar 28, 2018
    • Individual clients · unset to 8099.0
      Mar 30, 2017 to Mar 28, 2018
    • Pension plan clients · unset to 0.0
      Mar 30, 2017 to Mar 28, 2018
    • Pooled vehicle clients · unset to 0.0
      Mar 30, 2017 to Mar 28, 2018
    • Employees · 75 to 73
      Mar 30, 2017 to Mar 28, 2018
    • State-registered IARs · 64 to 73
      Mar 30, 2017 to Mar 28, 2018
    • Other offices · unset to 6.0
      Mar 30, 2017 to Mar 28, 2018
    • HNW RAUM · unset to 0.0
      Mar 30, 2017 to Mar 28, 2018
    • Individual RAUM · unset to 0.0
      Mar 30, 2017 to Mar 28, 2018
    • Pension RAUM · unset to 0.0
      Mar 30, 2017 to Mar 28, 2018
    • Pooled vehicle RAUM · unset to 0.0
      Mar 30, 2017 to Mar 28, 2018
    • Advisory employees · 57 to 64
      Dec 5, 2016 to Mar 30, 2017
    • Employees · 64 to 75
      Dec 5, 2016 to Mar 30, 2017
    • State-registered IARs · 57 to 64
      Dec 5, 2016 to Mar 30, 2017
    • Advisory employees · 55 to 57
      Jan 25, 2016 to Mar 28, 2016
    • Employees · 57 to 64
      Jan 25, 2016 to Mar 28, 2016
    • State-registered IARs · 55 to 57
      Jan 25, 2016 to Mar 28, 2016
    • Related adviser · false to true
      Mar 30, 2015 to Jun 10, 2015
    • Related bank · false to true
      Mar 30, 2015 to Jun 10, 2015
    • Related broker-dealer · false to true
      Mar 30, 2015 to Jun 10, 2015
    • Advisory employees · 43 to 55
      Feb 10, 2015 to Mar 30, 2015
    • Employees · 45 to 57
      Feb 10, 2015 to Mar 30, 2015
    • State-registered IARs · 43 to 55
      Feb 10, 2015 to Mar 30, 2015
    • Advisory employees · 20 to 43
      Nov 19, 2013 to Mar 27, 2014
    • Employees · 24 to 45
      Nov 19, 2013 to Mar 27, 2014
    • Insurance-licensed employees · 3 to 0
      Nov 19, 2013 to Mar 27, 2014
    • State-registered IARs · 20 to 43
      Nov 19, 2013 to Mar 27, 2014
    • Related adviser · true to false
      Nov 19, 2013 to Mar 27, 2014
    • Advisory employees · 17 to 20
      Mar 28, 2013 to May 7, 2013
    • Employees · 20 to 24
      Mar 28, 2013 to May 7, 2013
    • Insurance-licensed employees · 4 to 3
      Mar 28, 2013 to May 7, 2013
    • State-registered IARs · 17 to 20
      Mar 28, 2013 to May 7, 2013
    • Advisory employees · 6 to 17
      Jan 3, 2013 to Mar 28, 2013
    • BD registered reps · 1 to 0
      Jan 3, 2013 to Mar 28, 2013
    • Employees · 8 to 20
      Jan 3, 2013 to Mar 28, 2013
    • Insurance-licensed employees · 0 to 4
      Jan 3, 2013 to Mar 28, 2013
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026