RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• M• N•••••
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Oct 28, 2025 · Shelton, Ct
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 16, 2022 to Nov 3, 2025 · Greenwich, Ct
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to May 17, 2019 · Shelton, Ct
- M•• F•••••••• S•••••••• I••• formerSep 8, 2015 to Mar 25, 2017 · Shelton, Ct
- A•••• • A••••••• G••••• P••••••• independent RIAJun 11, 2013 to Jan 21, 2015 · Westport, Ct
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• I•••••••• S•••••••• L••left Nov 3, 2025, registered Oct 28, 2025 (-6 days) · Wirehouse to affiliated broker-dealer or bank
- M•• I•••••••• S•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 17, 2019, registered May 16, 2022 (1095 days) · Affiliated broker-dealer or bank to wirehouse
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- A•••• • A••••••• G••••• P••••••• to M•• F•••••••• S•••••••• I•••left Jan 21, 2015, registered Sep 8, 2015 (230 days) · Other
- J•••••• M• N••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for M•• I•••••••• S•••••••• L•• (registered 2025-10-28)Nov 3, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address