DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Leo Chiappetta
Certified Financial Planner
Feed of 09/14/2026
At current firm
3 y
since Jun 29, 2023
In the industry
23 y
since Sep 9, 2003 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Jun 29, 2023 · Kenosha, Wi
- Cambridge Investment Research Advisors, Inc. BD affiliatedFeb 29, 2016 to Feb 14, 2022 · Kenosha, Wi
- Ausdal Financial Partners, Inc. independent RIAMay 2, 2011 to Feb 29, 2016 · Davenport, Ia
- Workman Securities Corporation unclassifiedJan 3, 2011 to May 3, 2011 · Kenosha, Wi
- Investment Centers Of America, Inc. formerJun 9, 2009 to Dec 31, 2010 · Grayslate, Il
- Woodbury Financial Services, Inc. formerJun 15, 2005 to May 15, 2009 · Grayslake, Il
Moves
a registration end followed by a registration begin elsewhere
- Cambridge Investment Research Advisors, Inc. to Cetera Investment Advisers LLCleft Feb 14, 2022, registered Jun 29, 2023 (500 days) · Affiliated broker-dealer or bank to another
- Ausdal Financial Partners, Inc. to Cambridge Investment Research Advisors, Inc.left Feb 29, 2016, registered Feb 29, 2016 (0 days) · Other
- Workman Securities Corporation to Ausdal Financial Partners, Inc.left May 3, 2011, registered May 2, 2011 (-1 days) · Other
- Investment Centers Of America, Inc. to Workman Securities Corporationleft Dec 31, 2010, registered Jan 3, 2011 (3 days) · Other
- Woodbury Financial Services, Inc. to Investment Centers Of America, Inc.left May 15, 2009, registered Jun 9, 2009 (25 days) · Other
Signals
- John Leo Chiappetta left Cambridge Investment Research Advisors, Inc. for Cetera Investment Advisers Llc (registered 2023-06-29)Feb 14, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address