RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• J•••• A•••
- J••• H•••••• I••••••••• M••••••••• L•• asset manager currentsince Apr 9, 2019 · Long Beach, Ca
- H••••••• F•••• asset managerJul 13, 2015 to Apr 2, 2019 · View Park, Ca
- E•••••••• A•••••••• L•• national BDSep 12, 2003 to May 1, 2006 · Woodland Hills, Ca
- H••••••• F•••• to J••• H•••••• I••••••••• M••••••••• L••left Apr 2, 2019, registered Apr 9, 2019 (7 days) · Other
- E•••••••• A•••••••• L•• to H••••••• F••••left May 1, 2006, registered Jul 13, 2015 (3360 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address