DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Matthew Welgat
Feed of 09/14/2026
Also filed as Matthew Welgate
At current firm
2 y
since Jul 2, 2024
In the industry
23 y
since Sep 11, 2003 (earliest exam, job or registration)
Prior registered firms
9
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Jul 2, 2024 · Scottsdale, Az
- Spc BD affiliatedNov 4, 2015 to May 15, 2023 · Lisle, Il
- Welgat Wealth Management unclassifiedJul 14, 2010 to Dec 31, 2011 · Naperville, Il
- Welgat Wealth Management unclassifiedJul 14, 2010 to Dec 31, 2012 · Naperville, Il
- Welgat Wealth Management unclassifiedJul 14, 2010 to Dec 31, 2015 · Naperville, Il
- Advantage Investment Management, LLC formerApr 16, 2009 to Mar 4, 2010 · Naperville, Il
- National Planning Corporation ("Npc Of America" In Fl & Ny) formerMar 23, 2009 to Mar 1, 2010 · Napervile, Il
- Welgat Wealth Management unclassifiedJul 30, 2008 to Dec 31, 2008 · Wheaton, Il
- Waterstone Financial Group, Inc. unclassifiedApr 4, 2005 to Mar 18, 2009 · Wheaton, Il
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSep 12, 2003 to Apr 14, 2005 · Naperville, Il
Moves
a registration end followed by a registration begin elsewhere
- Spc to LPL Financial LLCleft May 15, 2023, registered Jul 2, 2024 (414 days) · corporate re-registration, not a move
- Welgat Wealth Management to Spcleft Dec 31, 2015, registered Nov 4, 2015 (-57 days) · Other · moved with a team
- Advantage Investment Management, LLC to Welgat Wealth Managementleft Mar 4, 2010, registered Jul 14, 2010 (132 days) · Other
- National Planning Corporation ("Npc Of America" In Fl & Ny) to Advantage Investment Management, LLCleft Mar 1, 2010, registered Apr 16, 2009 (-319 days) · Other
- Waterstone Financial Group, Inc. to Welgat Wealth Managementleft Mar 18, 2009, registered Jul 30, 2008 (-231 days) · Other
- Welgat Wealth Management to National Planning Corporation ("Npc Of America" In Fl & Ny)left Dec 31, 2008, registered Mar 23, 2009 (82 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Waterstone Financial Group, Inc.left Apr 14, 2005, registered Apr 4, 2005 (-10 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address