RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• D• R••••••
- L•• F•••••••• L•• BD affiliated currentsince May 15, 2025 · Clackamas, Or
- C••• F•••••••• S•••••••• L••• formerOct 26, 2015 to May 15, 2025 · Portland, Or
- C••• B•••••••• S•••••••• I••• formerNov 20, 2014 to Oct 20, 2015 · Portland, Or
- C••• F•••••••• S•••••••• L••• formerJul 25, 2011 to Nov 11, 2014 · Portland, Or
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to Jul 25, 2011 · Vancouver, Wa
- W•••• F•••• I••••••••• L•• unclassifiedJul 6, 2006 to Jan 3, 2011 · Portland, Or
- W•••• F•••• I••••••••• L•• unclassifiedNov 7, 2003 to Dec 2, 2005 · Lake Oswego, Or
- C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••left May 15, 2025, registered May 15, 2025 (0 days) · corporate re-registration, not a move
- C••• B•••••••• S•••••••• I••• to C••• F•••••••• S•••••••• L•••left Oct 20, 2015, registered Oct 26, 2015 (6 days) · Other
- C••• F•••••••• S•••••••• L••• to C••• B•••••••• S•••••••• I•••left Nov 11, 2014, registered Nov 20, 2014 (9 days) · Other
- W•••• F•••• A••••••• to C••• F•••••••• S•••••••• L•••left Jul 25, 2011, registered Jul 25, 2011 (0 days) · Other
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address