M••• W••••• L••••

• A••••••• S••••••• N•••••• independent RIA current
  since May 19, 2023 · Atlanta, Ga
• L•• F•••••••• L•• BD affiliated
  Jan 23, 2012 to May 15, 2023 · San Diego, Ca
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Jul 11, 2005 to Jan 17, 2012 · Westborough, Ma

• L•• F•••••••• L•• to A••••••• S••••••• N••••••
  left May 15, 2023, registered May 19, 2023 (4 days) · Affiliated broker-dealer or bank to independent RIA
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••
  left Jan 17, 2012, registered Jan 23, 2012 (6 days) · Other

• ••• Locked
  May 15, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

22derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address